Technical Support: May 2012

Thursday, May 17, 2012

How do I restrict access to Internet Explorer so that only certain sites can be visited?

2006-10-19: Internet Explorer can be configured to restrict access so that only a short list of approved sites can be accessed by anyone without a special password. Here's how to do it.
First, though, think about your audience. This can be a useful technique for a special-purpose computer in an office. For your kids, it is less effective because kids can find ways around such limitations. They might install an alternative web browser, disable Content Advisor through the Windows Registry, or boot the computer from a CD instead. And useful research for school often involves accessing many sites you haven't seen before. For young children, this approach may be useful, but for teenagers there's no substitute for supervision and education. Put their computer next to yours!

This is not a high-security "kiosk mode" solution. Skilled users can disable Content Advisor by manipulating the Windows Registry or booting from CD. With Windows XP Professional you can reduce the risk by using unprivileged accounts for ordinary users.

Ready to go? Great! Here's how to lock down Internet Explorer so that only certain sites of your choosing can be accessed. In a nutshell, we'll do it by telling Internet Explorer to:
1. Use a website "rating service" that doesn't actually rate any sites,
2. Forbid users from accessing sites that are not rated, and
3. Add the sites we do want to our private list of "Approved Sites" that can be accessed even though they are not rated.

How To Lock Down Internet Explorer

1. Start Windows Notepad. Follow these steps: Start Menu -> All Programs -> Accessories -> Notepad
Alternatively, right-click on the desktop (not an icon, on a blank area of the desktop), select "New," and select "Text Document."
2. Copy and paste the following into Notepad (everything within the parentheses). This is the rating service code for our special rating service that hates everything!
( (PICS-version 1.0) (name "Thumbs Down") (description "A fake rating service that doesn't rate anything.") (rating-system "http://notreally.madeup") (rating-service "http://notreally.madeup") (category (transmit-as "Please Use The Approved Sites Tab Instead!") ) )

3. Pull down the "File" menu of Notepad and pick "Save As..."
4. In the "File name:" field, type exactly this (copy and paste):
c:\windows\system32\thumbsdown.rat
Note: if you leave out the .rat extension it will not work.

This is correct for most modern Windows computers. Windows NT and 2000 users will need to substitute c:\winnt for c:\windows. If you have installed Windows in a nonstandard place, you will need to account for that. 99% of readers don't need to worry about this.

5. Click "Save" to save the file.
6. Exit Notepad (File -> Exit).
7. Launch Internet Explorer if it is not already open.
8. Click on the "Tools" menu of Internet Explorer.
9. Select "Internet Options..."
10. Select the "Content" tab.
11. Find the "Content Advisor" box (near the top of the window) and click on "Enable..."
12. If you have ever used Content Advisor before, you will be prompted for your Content Advisor supervisor password. If not, you will be invited to choose one, and to supply a hint to help you remember it.

If you have lost your supervisor password, you will need to delete it so that you can set up a new one. See the excellent PC Hell article, How to Remove Content Advisor Password in Internet Explorer.

13. You will see a message informing you that "Content Advisor has been turned on." Click OK. 14. Click on "Settings" in the "Content Advisor" box.
15. Click on the "General" tab.
16. Make sure "Users can see sites that have no rating" is not checked. Leave "Supervisor can type a password to allow users to view restricted content" checked. Trust me here: you will need to make exceptions and add new allowed sites, and you won't want to come all the way into "Internet Options" just to do that. Things come up.
17. Click on "Rating Systems..." in the "Rating systems" box.
18. If you see any Rating Systems listed, select each in turn and click the "Remove" button. You are doing this so that we can set up our special "fake" rating service that doesn't rate any sites. You can add other rating services back later if you change your mind about using this method.
18. Click the "Add" button. When the list of files appears, select thumbsdown. If you do not see it, you probably didn't save thumbsdown.rat to the right place in step 4. Go back and correct that.
19. You will see thumbsdown in the list of rating systems.
20. Click "OK" to close the "Rating Systems" dialog.
21. Click on the "Approved Sites" tab in Content Advisor. Type in the name of a site you DO want to allow users to access, such as:
www.boutell.com
Then click "Always." You don't need the "Never" button as all other sites are already forbidden. You can use the "Remove" button if you add the wrong site by mistake.
22. Repeat step 21 for as many sites as you wish. You can add more sites later, here in the Content Advisor or via the dialog box that pops up when a user tries to access an unapproved site (only with your password, of course).
23. Click "OK" again to dismiss "Internet Options."

Making Sure It Worked

That's it! Internet Explorer is locked down. But did it work? Time to make sure!
First, try to access an approved site. You will get through with no warnings, as long as the site is listed in your "Approved Sites" list and spelled correctly there. Note that "sub-sites" like "mail.example.com" are not automatically approved just because "example.com" is approved! You will need to list them separately.
Now try to access a site you did not allow. You will see Content Advisor's "Sorry! Content Advisor will not allow you to see this site" page. As the supervisor, you can select "Always allow this Website to be viewed," "Always allow this Web page (one page, not all pages on the site) to be viewed," or "Allow viewing only this time" and enter your supervisor password. Other users won't have the password, so they will not be able to access the site. All they can do is click Cancel and go back to a more appropriate site.

This is a useful technique for small-office workstations and computers used by small children. But as I've mentioned, there are ways around this. Teenagers and employees with serious discipline issues can and will edit the registry or boot computers straight from a CD. The main purpose of techniques like this one is to keep honest people honest and remind them that the computer is not to be used for unauthorized purposes. Education and supervision are the only effective methods of controlling the Internet behavior of older children. And keep in mind that email and instant messaging contacts with adults unknown to you are far more dangerous than websites. If you take supervision of your child's Internet activities seriously, set up your child's computer next to your own!

How Domain Name Servers Work

If you've ever used the Internet, it's a good bet that you've used the Domain Name System, or DNS, even without realizing it. DNS is a protocol within the set of standards for how computers exchange data on the Internet and on many private networks, known as the TCP/IP protocol suite. Its basic job is to turn a user-friendly domain name like "howstuffworks.com" into an Internet Protocol (IP) address like 70.42.251.42 that computers use to identify each other on the network. It's like your computer's GPS for the Internet.

Computers and other network devices on the Internet use an IP address to route your request to the site you're trying to reach. This is similar to dialing a phone number to connect to the person you're trying to call. Thanks to DNS, though, you don't have to keep your own address book of IP addresses. Instead, you just connect through a domain name server, also called a DNS server or name server, which manages a massive database that maps domain names to IP addresses.

Whether you're accessing a Web site or sending e-mail, your computer uses a DNS server to look up the domain name you're trying to access. The proper term for this process is DNS name resolution, and you would say that the DNS server resolves the domain name to the IP address. For example, when you enter "http://www.howstuffworks.com" in your browser, part of the network connection includes resolving the domain name "howstuffworks.com" into an IP address, like 70.42.251.42, for HowStuffWorks' Web servers.

You can always bypass a DNS lookup by entering 70.42.251.42 directly in your browser (give it a try). However, you're probably more likely to remember "howstuffworks.com" when you want to return later. In addition, a Web site's IP address can change over time, and some sites associate multiple IP addresses with a single domain name.

Without DNS servers, the Internet would shut down very quickly. But how does your computer know what DNS server to use? Typically, when you connect to your home network, Internet service provider (ISP) or WiFi network, the modem or router that assigns your computer's network address also sends some important network configuration information to your computer or mobile device. That configuration includes one or more DNS servers that the device should use when translating DNS names to IP address.

So far, you've read about some important DNS basics. The rest of this article dives deeper into domain name servers and name resolution. It even includes an introduction to managing your own DNS server. Let's start by looking at how IP addresses are structured and how that's important to the name resolution process.

How DNS Works?

How DNS Works

In this section

Domain Name System (DNS) is the default name resolution service used in a Microsoft Windows Server 2003 network. DNS is part of the Windows Server 2003 TCP/IP protocol suite and all TCP/IP network connections are, by default, configured with the IP address of at least one DNS server in order to perform name resolution on the network. Windows Server 2003 components that require name resolution will attempt to use this DNS server before attempting to use the previous default Windows name resolution service, Windows Internet Name Service (WINS).

Typically, Windows Server 2003 DNS is deployed in support of Active Directory directory service. In this environment, DNS namespaces mirror the Active Directory forests and domains used by an organization. Network hosts and services are configured with DNS names so that they can be located in the network, and they are also configured with DNS servers that resolve the names of Active Directory domain controllers.

Windows Server 2003 DNS is also commonly deployed as a non-Active Directory, or standard, Domain Name System solution, for the purposes of hosting the Internet presence of an organization, for example.

DNS Architecture

DNS architecture is a hierarchical distributed database and an associated set of protocols that define:

A mechanism for querying and updating the database.
A mechanism for replicating the information in the database among servers.
A schema of the database.

DNS originated in the early days of the Internet when the Internet was a small network established by the United States Department of Defense for research purposes. The host names of the computers in this network were managed through the use of a single HOSTS file located on a centrally administered server. Each site that needed to resolve host names on the network downloaded this file. As the number of hosts on the Internet grew, the traffic generated by the update process increased, as well as the size of the HOSTS file. The need for a new system, which would offer features such as scalability, decentralized administration, support for various data types, became more and more obvious.

The Domain Name System introduced in 1984 became this new system. With DNS, the host names reside in a database that can be distributed among multiple servers, decreasing the load on any one server and providing the ability to administer this naming system on a per-partition basis. DNS supports hierarchical names and allows registration of various data types in addition to host name to IP address mapping used in HOSTS files. Because the DNS database is distributed, its potential size is unlimited and performance is not degraded when more servers are added.

The original DNS was based on Request for Comment (RFC) 882 (“Domain Names: Concepts and Facilities”) and RFC 883 (Domain Names–Implementation and Specification), which were superseded by RFC 1034 (“Domain Names–Concepts and Facilities”), and RFC 1035 (“Domain Names–Implementation and Specification”). Additional RFCs that describe DNS security, implementation, and administrative issues later augmented the original design specifications.

The implementation of DNS — Berkeley Internet Name Domain (BIND) — was originally developed for the 4.3 BSD UNIX Operating System. The Microsoft implementation of DNS became a part of the operating system in Microsoft Windows NT Server 4.0. The Windows NT 4.0 DNS server, like most DNS implementations, has its roots in RFCs 1034 and 1035.

The RFCs used in Microsoft Windows 2000 and Windows Server 2003 operating systems are 1034, 1035, 1886, 1996, 1995, 2136, 2308, and 2052.

DNS Domain Names

The Domain Name System is implemented as a hierarchical and distributed database containing various types of data, including host names and domain names. The names in a DNS database form a hierarchical tree structure called the domain namespace. Domain names consist of individual labels separated by dots, for example: mydomain.microsoft.com.

A Fully Qualified Domain Name (FQDN) uniquely identifies the hosts position within the DNS hierarchical tree by specifying a list of names separated by dots in the path from the referenced host to the root. The next figure shows an example of a DNS tree with a host called mydomain within the microsoft.com. domain. The FQDN for the host would be mydomain.microsoft.com.

Understanding the DNS Domain Namespace

The DNS domain namespace, as shown in the following figure, is based on the concept of a tree of named domains. Each level of the tree can represent either a branch or a leaf of the tree. A branch is a level where more than one name is used to identify a collection of named resources. A leaf represents a single name used once at that level to indicate a specific resource.

DNS Domain Name Hierarchy

The previous figure shows how Microsoft is assigned authority by the Internet root servers for its own part of the DNS domain namespace tree on the Internet. DNS clients and servers use queries as the fundamental method of resolving names in the tree to specific types of resource information. This information is provided by DNS servers in query responses to DNS clients, who then extract the information and pass it to a requesting program for resolving the queried name. In the process of resolving a name, keep in mind that DNS servers often function as DNS clients, querying other servers in order to fully resolve a queried name.

How the DNS Domain Namespace Is Organized

Any DNS domain name used in the tree is technically a domain. Most DNS discussions, however, identify names in one of five ways, based on the level and the way a name is commonly used. For example, the DNS domain name registered to Microsoft (microsoft.com.) is known as a second-level domain. This is because the name has two parts (known as labels) that indicate it is located two levels below the root or top of the tree. Most DNS domain names have two or more labels, each of which indicates a new level in the tree. Periods are used in names to separate labels.

The five categories used to describe DNS domain names by their function in the namespace are described in the following table, along with an example of each name type.

Types of DNS Domain Names

Name Type	Description	Example
Root domain	This is the top of the tree, representing an unnamed level; it is sometimes shown as two empty quotation marks (""), indicating a null value. When used in a DNS domain name, it is stated by a trailing period (.) to designate that the name is located at the root or highest level of the domain hierarchy. In this instance, the DNS domain name is considered to be complete and points to an exact location in the tree of names. Names stated this way are called fully qualified domain names (FQDNs).	A single period (.) or a period used at the end of a name, such as “example.microsoft.com.”
Top level domain	A name used to indicate a country/region or the type of organization using a name.	““.com”, which indicates a name registered to a business for commercial use on the Internet.
Second level domain	Variable-length names registered to an individual or organization for use on the Internet. These names are always based upon an appropriate top-level domain, depending on the type of organization or geographic location where a name is used.	““microsoft.com. ”, which is the second-level domain name registered to Microsoft by the Internet DNS domain name registrar.
Subdomain	Additional names that an organization can create that are derived from the registered second-level domain name. These include names added to grow the DNS tree of names in an organization and divide it into departments or geographic locations.	““example.microsoft.com. ”, which is a fictitious subdomain assigned by Microsoft for use in documentation example names.
Host or resource name	Names that represent a leaf in the DNS tree of names and identify a specific resource. Typically, the leftmost label of a DNS domain name identifies a specific computer on the network. For example, if a name at this level is used in a host (A) RR, it is used to look up the IP address of computer based on its host name.	““host-a.example.microsoft.com.”, where the first label (“host-a”) is the DNS host name for a specific computer on the network.

DNS and Internet Domains

The Internet Domain Name System is managed by a Name Registration Authority on the Internet, responsible for maintaining top-level domains that are assigned by organization and by country/region. These domain names follow the International Standard 3166. Some of the many existing abbreviations, reserved for use by organizations, as well as two-letter and three-letter abbreviations used for countries/regions are shown in the following table:

Some DNS Top-level Domain Names (TLDs)

DNS Domain Name	Type of Organization
com	Commercial organizations
edu	Educational institutions
org	Non-profit organizations
net	Networks (the backbone of the Internet)
gov	Non-military government organizations
mil	Military government organizations
arpa	Reverse DNS
“xx”	Two-letter country code (i.e. us, au, ca, fr)

Resource Records

A DNS database consists of resource records (RRs). Each RR identifies a particular resource within the database. There are various types of RRs in DNS. This section provides information about the common structure of resource records. RRs are discussed in greater detail in “Resource Records in DNS” later in this document.

The following table provides detailed information about structure of common RRs.

Common DNS Resource Records

Description	Class	Time To Live (TTL)	Type	Data
Start of Authority	Internet (IN)	Default TTL is 60 minutes	SOA	Owner Name Primary Name Server DNS Name, Serial Number Refresh Interval Retry Interval Expire Time Minimum TTL
Host	Internet (IN)	Record-specific TTL if present, or else zone (SOA) TTL	A	Owner Name (Host DNS Name) Host IP Address
Name Server	Internet (IN)	Record-specific TTL if present, or else zone (SOA) TTL	NS	Owner Name Name Server DNS Name
Mail Exchanger	Internet (IN)	Record-specific TTL if present, or else zone (SOA) TTL	MX	Owner Name Mail Exchange Server DNS Name, Preference Number
Canonical Name (an alias)	Internet (IN)	Record-specific TTL if present, or else zone (SOA) TTL	CNAME	Owner Name (Alias Name) Host DNS Name

Distributing the DNS Database: Zone Files and Delegation

A DNS database can be partitioned into multiple zones. A zone is a portion of the DNS database that contains the resource records with the owner names that belong to the contiguous portion of the DNS namespace. Zone files are maintained on DNS servers. A single DNS server can be configured to host zero, one or multiple zones.

Each zone is anchored at a specific domain name referred to as the zone’s root domain. A zone contains information about all names that end with the zone’s root domain name. A DNS server is considered authoritative for a name if it loads the zone containing that name. The first record in any zone file is a Start of Authority (SOA) RR. The SOA RR identifies a primary DNS name server for the zone as the best source of information for the data within that zone and as an entity processing the updates for the zone.

A name within a zone can also be delegated to a different zone that is hosted on a different DNS server. Delegation is a process of assigning responsibility for a portion of a DNS namespace to a DNS server owned by a separate entity. This separate entity could be another organization, department or workgroup within your company. Such delegation is represented by the NS resource record that specifies the delegated zone and the DNS name of the server authoritative for that zone. Delegating across multiple zones was part of the original design goal of DNS.

The primary reasons to delegate a DNS namespace include:

A need to delegate management of a DNS domain to a number of organizations or departments within an organization.
A need to distribute the load of maintaining one large DNS database among multiple DNS servers to improve the name resolution performance as well as create a DNS fault tolerant environment.
A need to allow for a host’s organizational affiliation by including them in appropriate domains.

The name server (NS) RRs facilitate delegation by identifying DNS servers for each zone and the NS RRs appear in all zones. Whenever a DNS server needs to cross a delegation in order to resolve a name, it will refer to the NS RRs for DNS servers in the target zone.

In the figure below, the management of the microsoft.com. domain is delegated across two zones, microsoft.com. and mydomain.microsoft.com.

DNS Delegation

Note

If multiple NS records exist for a delegated zone identifying multiple DNS servers available for querying, the Windows Server 2003 DNS Server service will be able to select the closest DNS server based on the round trip intervals measured over time for every DNS server.

Replicating the DNS Database

There could be multiple zones representing the same portion of the namespace. Among these zones there are three types:

Primary
Secondary
Stub

Primary is a zone to which all updates for the records that belong to that zone are made. A secondary zone is a read-only copy of the primary zone. A stub zone is a read-only copy of the primary zone that contains only the resource records that identify the DNS servers that are authoritative for a DNS domain name. Any changes made to the primary zone file are replicated to the secondary zone file. DNS servers hosting a primary, secondary or stub zone are said to be authoritative for the DNS names in the zone.

As mentioned above, a DNS server can host multiple zones. A DNS server can therefore host both a primary zone (which has the writeable copy of a zone file) and a separate secondary zone (which obtains a read-only copy of a zone file). A DNS server hosting a primary zone is said to be the primary DNS server for that zone, and a DNS server hosting a secondary zone is said to be the secondary DNS server for that zone.

Note

A secondary or stub zone cannot be hosted on a DNS server that hosts a primary zone for the same domain name.

Zone Transfer

The process of replicating a zone file to multiple DNS servers is called zone transfer.Zone transfer is achieved by copying the zone file from one DNS server to a second DNS server. Zone transfers can be made from both primary and secondary DNS servers.

A master DNS server is the source of the zone information during a transfer. The master DNS server can be a primary or secondary DNS server. If the master DNS server is a primary DNS server, then the zone transfer comes directly from the DNS server hosting the primary zone. If the master server is a secondary DNS server, then the zone file received from the master DNS server by means of a zone transfer is a copy of the read-only secondary zone file.

The zone transfer is initiated in one of the following ways:

The master DNS server sends a notification (RFC 1996) to one or more secondary DNS servers of a change in the zone file.
When the DNS Server service on the secondary DNS server starts, or the refresh interval of the zone has expired (by default it is set to 15 minutes in the SOA RR of the zone), the secondary DNS server will query the master DNS server for the changes.

Types of Zone File Replication

There are two types of zone file replication. The first, a full zone transfer (AXFR), replicates the entire zone file. The second, an incremental zone transfer (IXFR), replicates only records that have been modified. Zone transfer is discussed in detail later in this document.

BIND 4.9.3 and earlier DNS server software, as well as Windows NT 4.0 DNS, support full zone transfer (AXFR) only. There are two types of the AXFR: one requires single record per packet, the other allows multiple records per packet. The Windows 2000 and Windows Server 2003 DNS Server service supports both types of zone transfer, but by default uses multiple records per packet. It can be configured differently for compatibility with servers that do not allow multiple records per packet, such as BIND servers versions 4.9.4 and earlier.

Querying the Database

DNS queries can be sent from a DNS client (resolver) to a DNS server, or between two DNS servers.

A DNS query is merely a request for DNS resource records of a specified resource record type with a specified DNS name. For example, a DNS query can request all resource records of type A (host) with a specified DNS name.

There are two types of DNS queries that may be sent to a DNS server:

Recursive
Iterative

A recursivequery forces a DNS server to respond to a request with either a failure or a successful response. DNS clients (resolvers) typically make recursive queries. With a recursive query, the DNS server must contact any other DNS servers it needs to resolve the request. When it receives a successful response from the other DNS server(s), it then sends a response to the DNS client. The recursive query is the typical query type used by a resolver querying a DNS server and by a DNS server querying its forwarder, which is another DNS server configured to handle requests forwarded to it. For more information about forwarders, see “Forwarding” later in this document.

When a DNS server processes a recursive query and the query cannot be resolved from local data (local zone files or cache of previous queries), the recursive query must be escalated to a root DNS server. Each standards-based implementation of DNS includes a cache file (or root server hints) that contains entries for the root DNS servers of the Internet domains. (If the DNS server is configured with a forwarder, the forwarder is used before a root server is used.)

An iterative query is one in which the DNS server is expected to respond with the best local information it has, based on what the DNS server knows from local zone files or from caching. This response is also known as a referral if the DNS server is not authoritative for the name. If a DNS server does not have any local information that can answer the query, it simply sends a negative response. A DNS server makes this type of query as it tries to find names outside of its local domain(s) (when it is not configured with a forwarder). It may have to query a number of outside DNS servers in an attempt to resolve the name.

The following figure shows an example of both types of queries.

DNS Query Types

As shown in the graphic above, a number of queries were used to determine the IP address for www.whitehouse.gov. The query sequence is described below:

Recursive query for www.whitehouse.gov (A resource record)
Iterative query for www.whitehouse.gov (A resource record)
Referral to the .gov name server (NS resource records, for .gov); for simplicity, iterative A queries by the DNS server (on the left) to resolve the IP addresses of the Host names of the name server’s returned by other DNS servers have been omitted.
Iterative query for www.whitehouse.gov (A resource record)
Referral to the whitehouse.gov name server (NS resource record, for whitehouse.gov)
Iterative query for www.whitehouse.gov (A resource record)
Answer to the interative query from whitehouse.gov server (www.whitehouse.gov’s IP address)
Answer to the original recursive query from local DNS server to Resolver (www.whitehouse.gov’s IP address)

Time to Live for Resource Records

The Time to Live (TTL) value in a resource record indicates a length of time used by other DNS servers to determine how long to cache information for a record before expiring and discarding it. For example, most resource records created by the DNS Server service inherit the minimum (default) TTL of one hour from the start of authority (SOA) resource record, which prevents extended caching by other DNS servers.

A DNS client resolver caches the responses it receives when it resolves DNS queries. These cached responses can then be used to answer later queries for the same information. The cached data, however, has a limited lifetime specified in the TTL parameter returned with the response data. TTL ensures that the DNS server does not keep information for so long that it becomes out of date. TTL for the cache can be set on the DNS database (for each individual resource record, by specifying the TTL field of the record and per zone through the minimum TTL field of the SOA record) as well as on the DNS client resolver side by specifying the maximum TTL the resolver allows to cache the resource records.

There are two competing factors to consider when setting the TTL. The first is the accuracy of the cached information, and the second is the utilization of the DNS servers and the amount of network traffic. If the TTL is short, then the likelihood of having old information is reduced considerably, but it increases utilization of DNS servers and network traffic, because the DNS client must query DNS servers for the expired data the next time it is requested. If the TTL is long, the cached responses could become outdated, meaning the resolver could give false answers to queries. At the same time, a long TTL decreases utilization of DNS servers and reduces network traffic because the DNS client answers queries using its cached data.

If a query is answered with an entry from cache, the TTL of the entry is also passed with the response. This way the resolvers that receive the response know how long the entry is valid. The resolvers honor the TTL from the responding server; they do not reset it based on their own TTL. Consequently, entries truly expire rather than live in perpetuity as they move from DNS server to DNS server with an updated TTL.

Note

In general, never configure the TTL to zero. The different between a setting of 0 or 60 is minimal to the accuracy of the record, but when the TTL is set to 0 there is a major impact on DNS server performance because the DNS server is constantly querying for the expired data.

Updating the DNS Database

Since the resource records in the zone files are subjected to changes, they must be updated. The implementation of DNS in Windows 2000 and Windows Server 2003 supports both static and dynamic updates of the DNS database. The details of the dynamic update are discussed later in this document.

DNS Architecture Diagrams

The following diagrams illustrate how the DNS Client and Server services work and provide additional information regarding name resolution, update, and administration operations.

The first diagram illustrates the DNS Client service architecture in its name resolution and update operations. In this diagram, name resolution architecture is demonstrated using a Web browser and Microsoft Outlook and updates are represented by the DHCP client.

DNS Client Service Architecture

The following diagram illustrates the DNS Server service architecture with its administration tools and the Windows Management Instrumentation (WMI) interface.

DNS Server Service Architecture

DNS Protocol

The DNS protocol consists of DNS different types of DNS messages that are processed according to the information in their message fields. This section discusses the different types of DNS messages and the different fields in each message type.

In this section, the following DNS message topics are discussed:

Message types
DNS query message format
DNS query message header
DNS query question entries
DNS resource records
Name query message
Name query response
Reverse name query message
DNS update message format
DNS update message flags
Dynamic update response message

Message Types

There are three types of DNS messages:

Queries
Responses
Updates

Queries and responses are defined in the original DNS standard, and updates are defined in RFC 2136. All three types follow a common message format.

DNS Query Message Format

The common DNS message format has a fixed-length, 12-byte header and a variable position reserved for question, answer, authority, and additional DNS resource records. The common message format can be illustrated as follows:

Standard DNS Query Message Format

DNS Message Format
DNS Header (fixed length)
Question Entries (variable length)
Answer Resource Records (variable length)
Authority Resource Records (variable length)
Additional Resource Records(variable length)

DNS Query Message Header

The DNS message header contains the following fields, in the following order:

DNS Query Message Header Fields

Field Name	Description
Transaction ID	A 16-bit field identifying a specific DNS transaction. The transaction ID is created by the message originator and is copied by the responder into its response message. Using the transaction ID, the DNS client can match responses to its requests.
Flags:	A 16-bit field containing various service flags that are communicated between the DNS client and the DNS server, including:
Request/response	1-bit field set to 0 to represent a name service request or set to 1 to represent a name service response.
Operation code	4-bit field represents the name service operation of the packet: 0x0 is a query.
Authoritative answer	1-bit field represents that the responder is authoritative for the domain name in the query message.
Truncation	1-bit field that is set to 1 if the total number of responses exceeded the User Datagram Protocol (UDP) datagram. Unless UDP datagrams larger than 512 bytes or EDNS0 are enabled, only the first 512 bytes of the UDP reply are returned.
Recursion desired	1-bit field set to 1 to indicate a recursive query and 0 for iterative queries. If a DNS server receives a query message with this field set to 0 it returns a list of other DNS servers that the client can choose to contact. This list is populated from local cache data.
Recursion available	1-bit field set by a DNS server to 1 to represent that the DNS server can handle recursive queries. If recursion is disabled, the DNS server sets the field appropriately.
Reserved	3-bit field that is reserved and set to 0.
Return code	4-bit field holding the return code: 0 is a successful response (query answer is in the query response). 0x3 is a name error, indicating that an authoritative DNS server responded that the domain name in the query message does not exist. For more information about return codes, see “Related Information" at the end of this document.
Question Resource Record count	A 16-bit field representing the number of entries in the question section of the DNS message.
Answer Resource Record count	A 16-bit field representing the number of entries in the answer section of the DNS message.
Authority Resource Record count	A 16-bit field representing the number of authority resource records in the DNS message.
Additional Resource Record count	A 16-bit field representing the number of additional resource records in the DNS message.

DNS Query Question Entries

The DNS message’s Question Entries section contains the domain name that is being queried and has the following three fields:

DNS Query Question Entry Fields

Field Name	Description
Question Name	The domain name that is being queried. DNS domain names are expressed as a series of labels, such as microsoft.com, but in the Question Name field the domain name is encoded as a series of length-value pairs consisting of a 1-byte file that indicates the length of the value, followed by the value (the label). For example, the domain microsoft.com is expressed as 0x09microsoft0x03com0x00, where the hexadecimal digits represent the length of each label, the ASCII characters indicate the individual labels, and the final 0 indicates the end of the name.
Question Type	Uses a 16-bit integer to represents the resource record type that should be returned, as expressed below:
Type value	Record(s) Returned
0x01	Host (A) record
0x02	Name server (NS) record
0x05	Alias (CNAME) record
0x0C (12)	Reverse-lookup (PTR) record
0x0F (15)	Mail exchange (MX) record
0x21 (33)	Service (SRV) record
0xFB (251)	Incremental zone transfer (IXFR) record
0xFC (252)	Standard zone transfer (AXFR) record
0xFF (255)	All records
Question Class	Represents the IN (Internet) question class and is normally set to 0x0001.

DNS Resource Records

The answer, authority, and additional information sections of a DNS response message can contain resource records that answer the query message question section. Resource records are formatted as follows:

DNS Resource Record Message Fields

Field Name	Description
Resource record name	The DNS domain name recorded as a variable-length field following the same formatting as the Question Name field.
Resource record type	The resource record type value.
Resource record class	The resource record class code, the Internet class, 0x0001.
Time-to-live	The TTL expressed in seconds as a 32-bit unsigned field.
Resource data length	2-byte field indicating the length of the resource data.
Resource data	Variable-length data corresponding to the resource record type.

The Resource Record Name field is encoded in the same way as the Question Name field unless the name is already present elsewhere in the DNS message, in which case a 2-byte field is used in place of a length-value encoded name and acts as a pointer to the name that is already present.

Name Query Message

A Name Query message format is the same as the DNS message format described above. In a typical Name Query message, the DNS message fields would be set as follows:

DNS Name Query Message Fields

Field Name	Description
Query identifier (Transaction ID)	Set to a unique number to enable the DNS client resolver to match the response to the query. The query response transaction ID always matches the query request transaction ID.
Flags	Set to indicate a standard query with recursion enabled.
Question count	Set to 1.
Question entry	Set to the domain name queried and the resource record type to return.

Name Query Response

A Name Query Response message format is the same as the DNS message format described above. In a typical Name Query message, the DNS message fields would be set as follows:

DNS Name Query Response Fields

Field Name	Description
Query identifier (Transaction ID)	Set to a unique number to enable the DNS client resolver to match the response to the query.
Flags	Set to indicate a standard query with recursion enabled.
Question count	Set to 1.
Question entry	Set to the domain name queried and the resource record type to return.

Reverse Name Query Message

Reverse name query messages use the common message format with the following differences:

The DNS client resolver constructs the domain name in the in-addr.arpa domain based on the IP address that is queried.
A Pointer (PTR) resource record is queried rather than a host (A) resource record.

DNS Update Message Format

The DNS update message format uses a header defining the update operation to be performed and a resource record set that contains the update. The DNS update message format has the following fields:

Identification. A 16-bit identifier assigned by the DNS client requestor. This identifier is copied in the corresponding reply and can be used by the requestor to match replies to outstanding requests, or by the server to detect duplicated requests from some requestor.
Flags. A 16-bit DNS update message flags field. For a description of each flag, see “DNS Update Message Flags” below.
Number of zone entries. The number of resource records in the Zone entry section.
Number of prerequisite resource records. The number of resource records in the Prerequisite resource records section.
Number of update resource records. The number of resource records in the Update resource records section.
Number of additional resource records. The number of resource records in the Additional resource records section.
Zone entry. Denotes the zone of the records being updated. All records to be updated must be in the same zone, and therefore the Zone Section is allowed to contain exactly one record. It has three values: ZNAME is the zone name, the ZTYPE must be SOA, and the ZCLASS is the zone’s class.
Prerequisite resource records. Contains a set of resource record prerequisites which must be satisfied at the time the update message is received by the master DNS server. There are five possible sets of values that can be expressed:
- Resource record set exists (value independent). At least one resource record with a specified name and type (in the zone and class specified by the Zone Section) must exist.
- Resource record set exists (value dependent). A set of resource records with a specified name and type exists and has the same members with the same data as the resource record set specified in this section.
- Resource record set does not exist. No resource records with a specified name and type (in the zone and class denoted by the Zone section) exist.
- Name is in use. At least one resource record with a specified name (in the zone and class specified by the Zone section) exists. This prerequisite is not satisfied by empty nonterminals.
- Name is not in use. No resource record of any type is owned by a specified name. This prerequisite is satisfied by empty nonterminals.
Update resource records. Contains the resource records that are to be added or deleted from the zone. One of four operations are performed during the update:
- Add resource records to an resource records set.
- Delete an resource records set
- Delete all resource records sets from a name.
- Delete a resource record from an resource records set.
Additional resource records. Contains resource records which are related to the update, or to new resource records being added by the update.

DNS Update Message Flags

The DNS update message flags field uses the following flags:

Request/response. 1-bit field set to 0 to represent an update request and 1 to represent an update response.
Operation code. 4-bit field set to 0x5 for DNS updates.
Reserved. 7-bit reserved field set to 0.

Return code. 4-bit field containing codes to represent the result of the update query. The codes are as follows:

DNS Update Message Flag Field Return Code Values

Result Code Value	Description
0 (NOERROR)	No error; successful update.
1 (FORMERR)	Format error; DNS server did not understand the update request.
0x2 (SERVFAIL)	DNS server encountered an internal error, such as a forwarding timeout
0x3 (NXDOMAIN)	A name that should exist does not exist.
0x4 (NOTIMP)	DNS server does not support the specified Operation code.
0x5 (REFUSED)	DNS server refuses to perform the update because
0x6 (YXDOMAIN)	A name that should not exist does exist.
0x7 (YXRRSET)	A resource record set that should not exist does exist.
0x8 (NXRRSET)	A resource record set that should exist does not exist.
0x9 (NOTAUTH)	DNS server is not authoritative for the zone named in the Zone section.
0xA (NOTZONE)	A name used in the Prerequisite or Update sections is not within the zone specified by the Zone section.

Dynamic Update Response Message

The dynamic update response message follows the same format as the DNS update message, with the exception of the DNS flags. The dynamic update response message header flags indicate whether or not the update is successful by including the successful response code or one of the error codes described in DNS update message flags above.

DNS Physical Structure

The logical structure of Windows Server 2003 DNS involves DNS namespace partitioning, which extends the DNS domain name hierarchy into multiple subdomains. The physical structure of DNS involves distributing the DNS database using DNS servers to host DNS zones for the subdomains of the DNS domain name hierarchy. Both the DNS Client and Server service applications manage the physical DNS data in the DNS database.

DNS Client Service

The Windows Server 2003 operating system, as well as Microsoft Windows XP and Windows 2000 include a DNS Client service. This service performs all necessary DNS lookups and provides a local cache for DNS queries that reduces DNS network traffic and speeds name resolution.

This service can be stopped and started using the Services console. Computers running Windows 2000, Windows XP and Windows Server 2003 enable the DNS Client service by default.

The Windows Server 2003 DNS Client service performs the following tasks:

Registers its names in DNS.
Name resolution.
Caching responses to name resolution queries.
Removes previously resolved names from the cache when it receives a negative response for the name.
Negative caching.
Keeps track of transitory (Plug and Play) network connections and the DNS server lists based on their IP configurations.
Maintains connection-specific domain name suffixes.
Prioritizes which DNS servers it uses according to whether they respond to a query if multiple DNS server are configured on the client.
Prioritizes the multiple A resource records it receives from a DNS server based on their IP address.
Initiates a network failure timeout when all DNS Client service queries time out, and does not submit any queries for 30 seconds. This feature applies to every adapter separately.

Windows XP, Windows 2000 and Windows Server 2003 DNS client configuration involves the following settings in the TCP/IP properties for each computer:

Domain Names. Domain names are to form the fully qualified domain name (FQDN) for DNS clients.
Host names. A DNS computer or host name for each computer. For example, in the fully qualified domain name (FQDN) wkstn1.example.microsoft.com., the DNS computer name is the leftmost label client1.
Primary DNS suffixes. A primary DNS suffix for the computer, which is placed after the computer or host name to form the FQDN. Using the previous example, the primary DNS suffix would be example.microsoft.com.
Connection-specific names. Each network connections of a multihomed computer can be configured with a connection-specific DNS domain name
NetBIOS names. NetBIOS names are used to support legacy Microsoft networking technology.
DNS servers list. A list of DNS servers for clients to use when resolving DNS names, such as a preferred DNS server, and any alternate DNS servers to use if the preferred server is not available.
DNS suffix search list. The DNS suffix search list or search method to be used by the client when it performs DNS query searches for short, unqualified domain names.

Domain Names

The domain name is used with the client computer name to form the fully qualified domain name (FQDN), known also as the full computer name. In general, the DNS domain name is the remainder of the FQDN that is not used as the unique host name for the computer.

For example, the DNS domain name used for a client computer could be the following: If the FQDN, or Full computer name, is wkstn1.example.microsoft.com, the domain name is the example.microsoft.com portion of this name.

DNS domain names have two variations — a DNS name and a NetBIOS name. The full computer name (a fully qualified DNS name) is used during querying and location of named resources on your network. For earlier version clients, the NetBIOS name is used to locate various types of NetBIOS services that are shared on your network.

An example that shows the need for both NetBIOS and DNS names is the Net Logon service. In Windows Server 2003 DNS, the Net Logon service on a domain controller registers its service (SRV) resource records on a DNS server. For Windows NT Server 4.0 and earlier versions, domain controllers register a DomainName entry in Windows Internet Name Service (WINS) to perform the same registration and to advertise their availability for providing authentication service to the network.

When a client computer is started on the network, it uses the DNS resolver to query a DNS server for SRV records for its configured domain name. This query is used to locate domain controllers and provide logon authentication for accessing network resources. A client or a domain controller on the network optionally uses the NetBIOS resolver service to query WINS servers, attempting to locate DomainName [1C] entries to complete the logon process.

Your DNS domain names should follow the same standards and recommended practices that apply to DNS computer naming described in the previous section. In general, acceptable naming conventions for domain names include the use of letters A through Z, numerals 0 through 9, and the hyphen (-). The use of the period (.) in a domain name is always used to separate the discrete parts of a domain name, commonly known as labels. Each label corresponds to an additional level defined in the DNS namespace tree.

For most computers, the primary DNS suffix configured for the computer can be the same as its Active Directory domain name, although the two values can be different.

Host Names

Computers using the underlying TCP/IP protocol of a Windows-based network use an IP address, a 32-bit numeric value (in the case of IPv4) or a 128-bit numeric value (in the case of IPv6), to identify the computer network connection of network hosts. However, network users prefer to use memorable, alphanumeric names. To support this need, network resources in a Windows-based network are identified by both alphanumeric names and IP addresses. DNS and WINS are two name resolution mechanisms that enable the use of alphanumeric names, and convert these names into their respective IP addresses.

NetBIOS vs. DNS Computer Names

In networks running Windows NT 4.0 and earlier, users typically locate and access a computer on the network using a NetBIOS (Network Basic Input Output System) name. In Windows 2000, Windows XP, and Windows Server 2003 operating systems, users locate and access a computer using DNS. In this implementation of DNS, a computer is identified by its full computer name, which is a DNS fully qualified domain name (FQDN).

Primary DNS Suffixes

The full computer name is a concatenation of the single-label host name, such as hostcomputer, and a multilabel primary DNS suffix name, such as corp.example.com, which is the DNS name of the Active Directory domain to which the computer is joined. Using the host and primary DNS suffix examples, the full computer name is hostcomputer.corp.example.com.

The host name is the same as the computer name specified during the installation of Windows Server 2003 and is listed in System Properties. The primary DNS suffix name is the same as the domain name specified during installation of Windows Server 2003 and is listed in System Properties. The full computer name is also listed in System Properties.

In addition, connection-specific DNS suffixes can be applied to the separate network adapter connections used by a multihomed computer. Connection-specific DNS suffixes identify the host when it is connected to separate networks that use different domain names. When using connection-specific DNS suffixes, a full computer name is also a concatenation of the host name and a connection-specific DNS suffix.

Using its host name and DNS suffixes, a single computer can have its full computer name configured using two possible methods:

A primary full computer name, which applies as the default full computer name for the computer and all of its configured network connections.
A connection-specific full computer name, which can be configured as an alternate DNS domain name that applies only for a single network adapter installed and configured on the computer.

Note that when using Active Directory, by default, the primary DNS suffix portion of a computer’s full computer name must be the same as the name of the Active Directory domain where the computer is located. To allow different primary DNS suffixes, a domain administrator may create a restricted list of allowed suffixes by creating the msDS-AllowedDNSSuffixes attribute in the domain object container. This attribute is created and managed by the domain administrator using Active Directory Service Interfaces (ADSI) or the Lightweight Directory Access Protocol (LDAP).

Connection-specific Names

As shown in the following figure, a multihomed server computer named “host-a” can be named according to both its primary and connection-specific DNS domain names.

Connection-specific DNS Names

In this example, the server computer host-a attaches to two separate subnets — Subnet 1 and Subnet 2 — which are also linked at redundant points using two routers for additional paths between each subnet. Given this configuration, host-a provides access as follows through its separately named local area network (LAN) connections:

The name “host-a.public.example.microsoft.com” provides access using LAN connection 1 over Subnet 1, a lower-speed (10 megabit) Ethernet LAN, for normal access to users who have typical file and print service needs.
The name “host-a.backup.example.microsoft.com” provides access using LAN connection 2 over Subnet 2, a higher-speed (100 megabit) Ethernet LAN, for reserved access by server applications and administrators who have special needs, such as troubleshooting server networking problems, performing network-based backup, or replicating zone data between servers.

In addition to the connection-specific DNS names, the computer can also be accessible using either of the two LAN connections by specifying its primary DNS domain name, “host-a.example.microsoft.com”.

When configured as shown, a computer can register resource records in DNS according to its three distinct names and sets of IP addresses, as shown in the following table:

DNS Names

DNS Name	IP Addresses	Description
host-a.example.microsoft.com	10.1.1.11, 10.2.2.22	Primary DNS name for computer. The computer registers A and PTR resource records for all configured IP addresses under this name in the “example.microsoft.com” zone.
host-a.public.example.microsoft.com	10.1.1.11	Connection-specific DNS name for LAN connection 1, which registers A and PTR resource records for IP address 10.1.1.11 in the “public.example.microsoft.com” zone.
host-a.backup.example.microsoft.com	10.2.2.22	Connection-specific DNS name for LAN connection 2, which registers A and PTR resource records for IP address 10.2.2.22 in the “backup.example.microsoft.com” zone.

When a computer changes between connections to different networks hosting different DNS domains, the host name does not need to be changed unless there is a host in the new DNS domain with the same host name. The primary DNS suffix for the computer can be changed from the old domain name to the new domain and the computer will register the new full computer name in DNS.

Note

If you have any multihomed dynamic update clients and at least one adapter is using DHCP, configure the DHCP server to update resource records according to the request of the client. If the DHCP server is configured to register both A and PTR resource records, the DHCP server may replace all A resource records for the name it attempts to register. As a result, A resource records that correspond to the computer’s other IP addresses might be deleted.

In Windows XP and Windows Server 2003 operating systems, the full computer name is viewed and set in the Computer Name tab of System Properties. Connection-specific DNS suffixes are configured in the Advanced TCP/IP Settings dialog box of the Internet Protocol (TCP/IP) Properties for a network connection.

NetBIOS Names

The NetBIOS name is created using the first 16 bytes of the host name, which is the maximum number of characters for NetBIOS names. The NetBIOS name is a 16-byte string that uniquely identifies a computer or service for network communication. If the DNS host name is 15 or fewer bytes, the NetBIOS name is the host name plus enough spaces to form a 15-byte name, followed by a 1-byte unique identifier. The sixteenth byte specifies the network service associated with the computer. When the computer name exceeds the maximum length for NetBIOS, the NetBIOS computer name is created by truncating the host name to form a 15-byte name, followed by a 1-byte unique identifier.

Note

Because host names are encoded in UTF-8 format, they do not necessarily have only 1 byte per character. ASCII characters are 1 byte each, but the size of extended characters is more than 1 byte. For details of naming restrictions and a fuller description of UTF8, see “Naming Restrictions for Hosts and Domains” later in this chapter.

If you have an investment in using NetBIOS names to support legacy Microsoft networking technology, it is recommended that you revise NetBIOS computer names used on your network to prepare for migration to a standard DNS-only environment. This prepares your network well for long term growth and compatibility with future naming requirements. For example, if you use the same computer name for both NetBIOS and DNS resolution, consider converting any special characters in your current NetBIOS names that do not comply with DNS naming standards, such as the underscore (_). While these characters are permitted in NetBIOS names, they are more often incompatible with traditional DNS host naming requirements and most existing DNS resolver client software.

Note

If WINS lookup is enabled for zones hosted by your Windows DNS servers, you need to use the same name for both NetBIOS and DNS computer naming. Otherwise, the results of clients attempting to query and resolve the names of these computers will be inconsistent.

The following table summarizes the differences between DNS and NetBIOS names using the example FQDN client1.example.com.

DNS and NetBIOS Names

Name Type	Description
NetBIOS name	The NetBIOS name is used to uniquely identify the computer’s NetBIOS services. This unique NetBIOS name is resolved to the IP address of the computer through broadcast, WINS, or the LMHosts file. By default, the computer’s NetBIOS name is the same as the host name up to 15 bytes, plus any spaces necessary to make the name 15 bytes long, plus the service identifier. For example, a NetBIOS name might be Client1.
Host name	The host name is the first label of a FQDN. For example, the first label of the FQDN client1.example.com is client1.
Primary DNS suffix	Every Windows XP and Windows Server 2003 computer can be assigned a primary DNS suffix to be used in name resolution and name registration. You can view the primary DNS suffix for your computer from the Computer Name tab of SystemProperties. The primary DNS suffix is also known as the primary domain name. For example, the FQDN client1.example.com has the primary DNS suffix example.com.
Connection-specific DNS suffix	The connection-specific DNS suffix is a DNS suffix that is assigned to a network connection. The connection-specific DNS suffix is also known as an adapter-specific DNS suffix. For example, a connection-specific DNS suffix might be acquired01-ext.com.
Fully Qualified Domain Name (FQDN)	The FQDN is a DNS name that uniquely identifies the computer in the DNS namespace. By default, it is a concatenation of the host name, the primary DNS suffix, and a period. For example, an FQDN might be client1.example.com.
Full computer name	The full computer name is the FQDN for a Windows XP, Windows 2000 or Windows Server 2003 computer. It is the concatenation of the host name and primary DNS suffix (or host name and connection-specific DNS suffix).

DNS Servers List

For DNS clients to operate effectively, a prioritized list of DNS name servers must be configured for each computer to use when processing queries and resolving DNS names. In most cases, the client computer contacts and uses its preferred DNS server, which is the first DNS server on its locally configured list. Listed alternate DNS servers are contacted and used when the preferred server is not available. For this reason, it is important that the preferred DNS server be appropriate for continuous client use under normal conditions.

For computers running Windows XP, the DNS server list is used by clients only to resolve DNS names. When clients send dynamic updates, such as when they change their DNS domain name or a configured IP address, they might contact these servers or other DNS servers as needed to update their DNS resource records.

By default, the DNS client on Windows XP does not attempt dynamic update over a Remote Access Service (RAS) or virtual private network (VPN) connection. By default, the Windows XP and Windows Server 2003 DNS Client service does not attempt dynamic update of top-level domain (TLD) zones. Any zone named with a single-label name is considered a TLD zone, for example, com, edu, blank, my-company. When DNS clients are configured dynamically using a DHCP server, it is possible to have a larger list of provided DNS servers. To effectively share the load when multiple DNS servers are provided in a DHCP options-specified list, you can configure a separate DHCP scope that rotates the listed order of DNS and WINS servers provided to clients.

DNS Suffix Search List

For DNS clients, you can configure a DNS domain suffix search list that extends or revises their DNS search capabilities. By adding additional suffixes to the list, you can search for short, unqualified computer names in more than one specified DNS domain. Then, if a DNS query fails, the DNS Client service can use this list to append other name suffix endings to your original name and repeat DNS queries to the DNS server for these alternate FQDNs.

For computers and servers, the following default DNS search behavior is predetermined and used when completing and resolving short, unqualified names.

When the suffix search list is empty or unspecified, the primary DNS suffix of the computer is appended to short unqualified names, and a DNS query is used to resolve the resultant FQDN. If this query fails, the computer can try additional queries for alternate FQDNs by appending any connection-specific DNS suffix configured for network connections.

If no connection-specific suffixes are configured or queries for these resultant connection-specific FQDNs fail, then the client can then begin to retry queries based on systematic reduction of the primary suffix (also known as devolution).

For example, if the primary suffix were “example.microsoft.com”, the devolution process would be able to retry queries for the short name by searching for it in the microsoft.“com” and “com” domains.

When the suffix search list is not empty and has at least one DNS suffix specified, attempts to qualify and resolve short DNS names are limited to searching only those FQDNs made available by the specified suffix list. If queries for all FQDNs that are formed as a result of appending and trying each suffix in the list are not resolved, the query process fails, producing a “name not found” result.

If the domain suffix list is used, clients continue to send additional alternate queries based on different DNS domain names when a query is not answered or resolved. Once a name is resolved using an entry in the suffix list, unused list entries are not tried. For this reason, it is most efficient to order the list with the most commonly used domain suffixes first.

Domain name suffix searches are used only when a DNS name entry is not fully qualified. To fully qualify a DNS name, a trailing period (.) is entered at the end of the name.

Name Restrictions for Hosts and Domains

Different DNS implementations allow different characters and lengths, and differ from NetBIOS naming restrictions. The following table shows the restrictions for standard DNS names, DNS names in Windows Server 2003 and NetBIOS Names.

Restriction	Standard DNS (Including Windows NT 4.0)	DNS in Windows Server 2003	NetBIOS
Characters	Supports RFC 1123, which permits “A” to Z, “a” to “z”, “0” to “9”, and the hyphen (-)	Several different configurations are possible, as described at the end of this section	Permits Unicode characters, numbers, white space, symbols: ! @ $ % ^ & ) ( . - _ { } ~
Fully qualified domain name length	Permits 63 bytes per label and 255 bytes for an FQDN	Permits 63 bytes per label and 255 bytes for an FQDN; the FQDN for an Active Directory domain name is limited to 64 bytes	Permits 16 bytes for a host name

Note

Although you can create long, complex DNS names, it is recommended that you create shorter, user-friendly names.

Adherence to DNS RFC 1123 can present a problem during an upgrade from Windows NT 4 to Windows 2000 or Windows Server 2003 because the host name of a Windows 2000 or Windows Server 2003 computer is set to the NetBIOS name that was set prior to the upgrade. NetBIOS names can use characters that violate the RFC 1123 DNS name restrictions, and converting NetBIOS names to strict DNS names can be time consuming.

Windows 2000 and Windows Server 2003 support migration by supporting a wider character set than RFC 1123. RFC 2181 enlarges the character set allowed in DNS names. It states that a DNS label can be any binary string, and it does not necessarily need to be interpreted as ASCII. Based on this definition, Microsoft has proposed that the DNS name specification be readjusted to accommodate a larger character set: UTF-8 character encoding, as described in RFC 2044.

UTF-8 character encoding is a superset of ASCII and a translation of the UCS-2 (also known as Unicode) character encoding. The UTF-8 character set includes characters from most of the world’s written languages; this enables a far greater range of possible names. The Windows Server 2003 DNS service includes support for UTF-8 character encoding. For more information about UTF-8, see “Unicode Character Support” later in this document.

However, before using additional characters in DNS names, consider the following issues:

Some third-party DNS client software supports only the characters listed in RFC 1123. Third-party DNS client software may not able to resolve the DNS names of computers with names that use characters outside the set supported by RFC 1123.
A DNS server that does not support UTF-8 encoding might accept a zone transfer of a zone containing UTF-8 names, but it cannot write back those names to a zone file or reload those names from a zone file. Therefore, you must not transfer a zone that contains UTF-8 characters to a DNS server that does not support them.
If you attempt to register a DNS name in Active Directory that contains an extended character that cannot be rendered in an LDAP distinguished name, Active Directory will respond with an invalid syntax error.

You can configure the Windows Server 2003 DNS server to allow or reject the use of UTF-8 characters in DNS names. You can do this for each DNS server administered using the DNS console.

Note
- When you are modifying a host name or DNS suffix, or creating an Active Directory domain, if you enter a DNS name that includes UTF-8 or underscore characters not listed in RFC 1123, a warning message appears explaining that some DNS server implementations might not support these characters.

Subnet Prioritization

DNS subnet prioritization returns local IP addresses to the DNS Client service in preference to IP addresses on different subnets. This feature reduces network traffic by encouraging client computers to connect to network resources closer to them.

For example, suppose the three Web servers that host www.example.com are located on different subnets. On the DNS server, you can create the following resource records:

www.example.com.  IN A  172.16.64.11
www.example.com.  IN A  172.17.64.22
www.example.com.  IN A  172.18.64.33

When a user queries for www.example.com, all three resource records are returned. With subnet prioritization, the DNS Client service reorders the list of records returned so that it begins with the IP addresses from networks to which the computer is directly connected. For example, if a user with the IP address 172.17.64.93 queries for www.example.com, the DNS Client service returns the resource records in the following order:

www.example.com.  IN A  172.17.64.22
www.example.com.  IN A  172.16.64.11
www.example.com.  IN A  172.18.64.33

Note

Subnet prioritization prevents the DNS Client service from using the Round Robin feature on the DNS Server service. For more information, see “Round Robin” later in this document.

Although subnet prioritization can reduce network traffic across subnets, you might prefer to use round robin as described in RFC 1794.

DNS Server Service

The DNS Server service is the component that provides the server implementation of DNS. The settings discussed in this section include:

Disabling the use of recursion.
Round robin use of resource records.
Subnet prioritization.
Advanced parameters.

Disabling Recursion

By default, recursion is enabled for the DNS Server service, and clients typically request that the server use recursion to resolve a name when sending a query. If recursion is disabled, the DNS Server service always uses referral, regardless of the client request.

In general, DNS servers can answer queries for names outside of their authoritative zones in two ways:

Servers can send referral answers, which are an immediate response to the requesting client with a list of resource records for other DNS servers that it knows about that appear to be closer or more likely to be of help in resolving the queried name.
Servers can use recursion to query other servers on behalf of the requesting client, attempting to fully resolve the name. Recursive lookups continue until the server receives an authoritative answer for the queried name. The server then forwards this answer in response to the original query from the requesting client.

In most cases, recursion is disabled on a DNS server when DNS clients are limited to resolving names authoritatively managed on a specific server. For example, this is the case when a DNS server has only DNS names data for an internal network or when the DNS server is incapable of resolving external DNS names (such as Internet DNS names) and clients are expected to retry another DNS server to resolve these names.

Note

If you disable recursion on the DNS server, you will not be able to use forwarders on the same server. For more information about forwarders, see “Forwarding” later in this document.

Round Robin

Round robin DNS is a method of managing server congestion by distributing connection loads across multiple servers (containing identical content). Round robin works on a rotating basis in that one server IP address is handed out, then moves to the back of the list; the next server IP address is handed out, then it moves to the end of the list; and so on, depending on the number of servers being used. This works in a looping fashion.

This local balancing mechanism is used by DNS servers to share and distribute network resource loads. You can use round robin to rotate all resource record types contained in a query answer if multiple RRs are found.

By default, DNS uses round robin to rotate the order of RR data returned in query answers where multiple RRs of the same type exist for a queried DNS domain name. This feature provides a simple method for load balancing client use of Web servers and other frequently queried multihomed computers.

If round robin is disabled for a DNS server, the order of the response for these queries is based on a static ordering of RRs in the answer list as they are stored in the zone (either its zone file or Active Directory).

Example: Round-robin rotation

A forward lookup-type query (for all Host Address [A] RRs that match a DNS domain name) is made for a multihomed computer (multihomed.example.microsoft.com) that has three IP addresses. Separate A RRs are used to map the host’s name to each of these IP addresses in the zone. In the stored example.microsoft.com zone, the RRs appear in this fixed order:

multihomed   IN  A  10.0.0.1
multihomed   IN  A  10.0.0.2
multihomed   IN  A  10.0.0.3

The first DNS client that queries the server to resolve this host’s name receives the list in default order. When a second client sends a subsequent query to resolve this name, the list is rotated as follows:

multihomed   IN  A  10.0.0.2
multihomed   IN  A  10.0.0.3
multihomed   IN  A  10.0.0.1

Restricting round robin rotation for selected RR types

By default, DNS will perform round robin rotation for all RR types. You can now specify that certain RR types are not to be round-robin rotated in the registry. These modifications can be made in the registry.

Restricting round-robin rotation for all RR types

By default, all RR types are rotated, except those that have been specified as excluded from rotation in the registry.

Subnet Prioritization

By default, the DNS Server service uses local subnet prioritizing as the method for giving preference to IP addresses on the same network when a client query resolves to a host name that is mapped to more than one IP address. This feature requires that the client application attempt to connect to the host using its closest (and typically fastest) IP address available for connection.

The DNS Server service uses local subnet priority as follows:

The DNS Server service determines if local subnet prioritization is needed to order the query response.

If more than one A resource record (RR) matches the queried host name, the DNS Server service can reorder the records by their subnet location. If the queried host name only matches a single A resource record, or if the IP network address of the client does not match an IP network address for any of the mapped addresses in an answer list of multiple RRs, no prioritizing is necessary.
For each RR in the matched answer list, the DNS Server service determines which records (if any) match the subnet location of the requesting client.
The DNS Server service reorders the answer list so that A RRs which match the local subnet of the requesting client are placed first in the answer list.
Prioritized by subnet order, the answer list is returned to the requesting client.

Simple example: Local network prioritizing

A multihomed computer, multihomed.example.microsoft.com, has three A RRs for its three separate host IP addresses in the example.microsoft.com zone. A separate A RR is used for each of the host’s addresses, which appear in this order in the zone:

multihomed   IN  A  192.168.1.27
multihomed   IN  A  10.0.0.14
multihomed   IN  A  172.16.20.4

If a DNS client resolver at IP address 10.4.3.2 queries the server for the IP addresses of host multihomed.example.microsoft.com, the DNS Server service notes that the originating IP network address (10.0.0.0) of the client matches the network (class A) portion of the 10.0.0.4 address in the answer list of RRs. The DNS Server service then reorders the addresses in the response as follows:

multihomed   IN  A  10.0.0.14
multihomed   IN  A  192.168.1.27
multihomed   IN  A  172.16.20.4

If the IP address of the requesting client has no local network match with any of the RRs in the answer list, then the list is not prioritized.

Complex example: Local subnet prioritizing

In Windows Server 2003, addresses are prioritized by matching the class C subnet by default, regardless of the subnet mask or address class of the target address.

For example, a multihomed computer, multihomed.example.microsoft.com, has four A RRs for four separate host IP addresses in the example.microsoft.com zone. Two of these IP addresses are for nonlocal networks. The other two IP addresses share a common IP network address but, because IP subnetting is used, represent different physical subnetted network connections based on their custom (nondefault) subnet mask value of 255.255.248.0. These example RRs appear in the following order in the zone:

multihomed   IN  A  192.168.1.27
multihomed   IN  A  172.16.22.4
multihomed   IN  A  10.0.0.14
multihomed   IN  A  172.16.31.5

If the IP address of the requesting client is 172.16.22.8, both of the IP addresses that match the same IP network as the client, the 172.16.0.0 network, are returned at the top of the answer list to the client. However, in this example, the 172.16.22.4 address is placed ahead of the 172.16.31.5 address because it matches the client IP address down through the 172.16.20.0 subnet address.

The reordered answer list returned by the DNS Server service would be:

multihomed   IN  A  172.16.22.4
multihomed   IN  A  172.16.31.5
multihomed   IN  A  192.168.1.27
multihomed   IN  A  10.0.0.14

Note

IP subnetting is imposed by using a custom or nondefault subnet mask value with all of the IP addresses on a network. Local subnet priority supersedes the use of round robin rotation for multihomed names. When round robin is enabled, however, RRs continue to be rotated using round robin as the secondary method of sorting the response list.

Advanced DNS Server Service Parameters

When initialized for service, DNS servers use server configuration settings taken from the parameters stated in a boot information file, the registry, and possibly zone information provided through Active Directory integration.

In most situations, the installation defaults are acceptable and should not require modification. However, when needed, you can use the DNS console to tune the following advanced parameters, accommodating special deployment needs and situations.

DNS Server Service Advanced Parameters

Value	Description
Disable recursion	Determines whether or not the DNS server uses recursion. By default, the DNS Server service is enabled to use recursion.
BIND secondaries	Determines whether to use fast transfer format when transferring a zone to DNS servers running legacy Berkeley Internet Name Domain (BIND) implementations. By default, all Windows-based DNS servers use a fast zone transfer format, which uses compression and can include multiple records per TCP message during a connected transfer. This format is also compatible with more recent BIND-based DNS servers that run versions 4.9.4 and later.
Fail on load if bad zone data	Sets the DNS server to parse files strictly. By default, the DNS Server service logs data errors, ignore any erred data in zone files, and continue to load a zone. This option can be reconfigured using the DNS console so that the DNS Server service logs errors and fails to load a zone file containing records data that is determined to have errors.
Enable round robin	Determines whether the DNS server uses round robin to rotate and reorder a list of resource records (RRs) if multiple RRs exist of the same type exisit for a query answer.
Enable netmask ordering	Determines whether the DNS server reorders A resource records within the same resource record set in its response to a query based on the IP address of the source of the query.
Secure cache against pollution	Determines whether the server attempts to clean up responses to avoid cache pollution. This setting is enabled by default. By default, DNS servers use a secure response option that eliminates adding unrelated resource records included in a referral answer to their cache. In most cases, any names added in referral answers are typically cached and help expedite the speed of resolving subsequent DNS queries. With this feature, however, the server can determine that referred names are potentially polluting or insecure and discard them. The server determines whether to cache the name offered in a referral on the basis of whether or not it is part of the exact related DNS domain name tree for which the original queried name was made. For example, if a query was originally made for “example.microsoft.com” and a referral answer provided a record for a name outside of the “microsoft.com” domain name tree, such as msn.com, then that name would not be cached where this feature is enabled for use.

Resource Records in DNS

DNS resource records are the data that is associated with DNS names in the DNS namespace. Each domain name of the DNS namespace tree contains a set of resource records, and each resource record in the set contains different types of information relating to the domain name. A DNS query includes the DNS domain name that is to be resolved and the type of information desired (the resource records that are requested). Queries for the IP addresses of DNS hosts return A resource records, and queries for the DNS servers authoritative for a DNS domain name return name server (NS) resource records.

Resource records are typically discussed in two categories: authority records and other records. Authority records identify the DNS servers that are authoritative for the domain names in the DNS namespace and how their zones should be managed, and all other DNS records contain information about a domain name that is unrelated to authority.

Authority Records

Zones are based on a concept of server authority. When a DNS server is configured to load a zone, it uses two types of resource records to determine the authoritative properties of the zone:

First, the start of authority (SOA) resource record indicates the name of origin for the zone and contains the name of the server that is the primary source for information about the zone. It also indicates other basic properties of the zone.
Next, the name server (NS) resource record is used to notate which DNS servers are designated as authoritative for the zone. By listing a server in the NS RR, it becomes known to others as an authoritative server for the zone. This means that any server specified in the NS RR is to be considered an authoritative source by others, and is able to answer with certainty any queries made for names included in the zone.

The SOA and NS resource records occupy a special role in zone configuration. They are required records for any zone and are typically the first resource records listed in files.

The SOA resource record

The start of authority (SOA) resource record is always first in any standard zone. It indicates the DNS server that either originally created it or is now the primary server for the zone. It is also used to store other properties such as version information and timings that affect zone renewal or expiration. These properties affect how often transfers of the zone are done between servers authoritative for the zone.

The SOA resource record contains the following information:

SOA Resource Record Fields

Field	Description
Primary server (owner)	The host name for the primary DNS server for the zone.
Responsible person	The e-mail address of the person responsible for administering the zone. A period (.) is used instead of an at sign (@) in this e-mail name.
Serial number	The revision number of the zone file. This number increases each time a resource record in the zone changes. It is important that this value increase each time the zone is changed, so that either partial zone changes or the fully revised zone can be replicated to other secondary servers during subsequent transfers.
Refresh interval	The time, in seconds, that a secondary DNS server waits before querying its source for the zone to attempt renewal of the zone. When the refresh interval expires, the secondary DNS server requests a copy of the current SOA record for the zone from its source, which answers this request. The secondary DNS server then compares the serial number of the source server’s current SOA record (as indicated in the response) with the serial number in its own local SOA record. If they are different, the secondary DNS server requests a zone transfer from the primary DNS server. The default for this field is 900 seconds (15 minutes).
Retry interval	The time, in seconds, a secondary server waits before retrying a failed zone transfer. Normally, this time is less than the refresh interval. The default value is 600 seconds (10 minutes).
Expire interval	The time, in seconds, before a secondary server stops responding to queries after a lapsed refresh interval where the zone was not refreshed or updated. Expiration occurs because at this point in time, the secondary server must consider its local data unreliable. The default value is 86,400 seconds (24 hours).
Minimum (default) TTL	The default Time-To-Live (TTL) of the zone and the maximum interval for caching negative answers to name queries. The default value is 3,600 seconds (1 hour).

The following is an example of a default SOA resource record:

@   IN  SOA     nameserver.example.microsoft.com.  postmaster.example.microsoft.com. (
                               1            ; serial number
                               3600         ; refresh   [1h]
                               600          ; retry     [10m]
                               86400        ; expire    [1d]
                               3600 )       ; min TTL   [1h]

In the example SOA record shown above, the primary or originating server for the zone is shown as nameserver.example.microsoft.com. The e-mail address for the person to contact regarding questions about this zone is postmaster.example.microsoft.com.

Periods are used to represent e-mail addresses when writing and storing DNS domain names in a zone. In an e-mail application, the previous example address would instead likely appear as postmaster@example.microsoft.com. The parentheses used in the SOA resource record as it appears in a zone file are used to enable wrapping of the record over multiple lines of text. If an individual TTL value is assigned and applied to a specified resource record used in the zone, it overrides the minimum (default) TTL set in the SOA record.

The NS resource record

Name server (NS) resource records can be used to assign authority to specified servers for a DNS domain name in two ways:

By establishing a list of authoritative servers for the domain so that those servers can be made known to others that request information about this domain (zone).
By indicating authoritative DNS servers for any subdomains that are delegated away from the zone.

In the case of assigning servers with host names in the same zone, corresponding address (A) resource records are normally used in the zone to resolve the names of specified servers to their IP addresses. For servers that are specified using this RR as part of a zone delegation to a subdomain, the NS resource record usually contains out-of-zone names. For the out-of-zone names to be resolved, A resource records for the specified out-of-zone server’s might be needed. When these out-of-zone NS and A records are needed to provide delegation, they are known as glue records.

The following table shows the basic syntax of how a NS RR is used.

Basic Syntax of a Name Server Resource Record

Description: Used to map a DNS domain name as specified in owner to the name of hosts operating DNS servers specified in the name_server_domain_namefield.

Syntax: owner ttl IN NS name_server_domain_name.

Example:

example.microsoft.com. IN NS nameserver1.example.microsoft.com

Other Important Records

After a zone is created, additional resource records need to be added to it. The following table lists the most common resource records (RRs) to be added.

Common DNS Resource Records

Resource Record	Description
Host (A)	For mapping a DNS domain name to an IP address used by a computer.
Alias (CNAME)	For mapping an alias DNS domain name to another primary or canonical name.
Mail Exchanger (MX)	For mapping a DNS domain name to the name of a computer that exchanges or forwards mail.
Pointer (PTR)	For mapping a reverse DNS domain name based on the IP address of a computer that points to the forward DNS domain name of that computer.
Service location (SRV)	For mapping a DNS domain name to a specified list of DNS host computers that offer a specific type of service, such as Active Directory domain controllers.

Host (A) resource records

Host (A) resource records are used in a zone to associate DNS domain names of computers (or hosts) to their IP addresses, and can be added manually, Windows clients and servers can also use the DHCP Client service to dynamically register and update their own A resource records in DNS when an IP configuration change occurs. DHCP-enabled client computers running earlier versions of Microsoft operating systems can have their A resource records registered and updated by proxy if they obtain their IP lease from a qualified DHCP server (only the Windows 2000 and Windows Server 2003 DHCP Server service currently supports this feature).

The host (A) resource record is not required for all computers, but is needed by computers that share resources on a network. Any computer that shares resources and needs to be identified by its DNS domain name, needs to use A resource records to provide DNS name resolution to the IP address for the computer.

Most A RRs that are required in a zone can include other workstations or servers that share resources, other DNS servers, mail servers, and Web servers. These resource records comprise the majority of resource records in a zone database.

Alias (CNAME) resource records

Alias (CNAME) resource records are also sometimes called canonical names. These records allow you to use more than one name to point to a single host, making it easy to do such things as host both an FTP server and a Web server on the same computer. For example, the well-known server names (ftp, www) are registered using CNAME RRs that map to the DNS host name, such as “server-1” for the server computer that hosts these services.

CNAME RRs are recommended for use in the following scenarios:

When a host specified in an A RR in the same zone needs to be renamed.
When a generic name for a well-known server such as www needs to resolve to a group of individual computers (each with individual A RRs) that provide the same service. An example would be a group of redundant Web servers.

When renaming a computer with an existing A RR in the zone, you can use a CNAME RR temporarily, to allow a grace period for users and programs to switch from specifying the old computer name to using the new one. To do this, you need the following:

For the new DNS domain name of the computer, a new A RR is added to the zone.
For the old DNS domain name, a CNAME RR is added that points to the new A RR.
The original A RR for the old DNS domain name (and its associated PTR RR if applicable) is removed from the zone.

When using a CNAME RR for aliasing or renaming a computer, set a temporary limit on how long the record is used in the zone before removing it from DNS. If you forget to delete the CNAME RR and later its associated A RR is deleted, the CNAME RR can waste server resources by trying to resolve queries for a name no longer used on the network.

The most common or popular use of a CNAME RR is to provide a permanent DNS aliased domain name for generic name resolution of a service-based name, such as www.example.microsoft.com to more than one computer or one IP address used in a Web server. For example, the following shows the basic syntax of how a CNAME RR is used.

                alias_name IN CNAME primary_canonical_name

In this example, a computer named host-a.example.microsoft.com needs to function as both a Web server named “www.example.microsoft.com.”; and an FTP server named “ftp.example.microsoft.com.”; To achieve the intended use for naming this computer, you can add and use the following CNAME entries in the example.microsoft.com zone:

                host-a    IN  A      10.0.0.20 
ftp       IN  CNAME  host-a 
www       IN  CNAME  host-a

If you later decide to move the FTP server to another computer, separate from the Web server on “host-a”, simply change the CNAME RR in the zone for ftp.example.“microsoft.com” and add an additional A RR to the zone for the new computer hosting the FTP server.

Based on the earlier example, if the new computer were named “host-b.example.microsoft.com”, the new and revised A and CNAME RRs would be as follows:

                host-a    IN  A      10.0.0.20 
host-b    IN  A      10.0.0.21 
ftp       IN  CNAME  host-b 
www       IN  CNAME  host-a

Mail exchanger (MX) resource records

The mail exchanger (MX) RR is used by e-mail applications to locate a mail server based on a DNS domain name used in the destination address for the e-mail recipient of a message. For example, a DNS query for the name example.microsoft.com; could be used to find an MX RR, enabling an e-mail application to forward or exchange mail to a user with the e-mail address user@microsoft.com.

The MX RR shows the DNS domain name for the computer or computers that process mail for a domain. If multiple MX RRs exist, the DNS Client service attempts to contact mail servers in the order of preference from lowest value (highest priority) to highest value (lowest priority). The following shows the basic syntax for use of an MX RR.

                mail_domain_name IN MX preference mailserver_host

By using the MX RRs shown below in the example.microsoft.com zone, mail addressed to user@example.microsoft.com is delivered to user@mailserver0.example.microsoft.com first if possible. If this server is unavailable, the resolver client can then use user@mailserver1.example.microsoft.com instead.

                @         IN  MX   1    mailserver0 
@         IN  MX   2    mailserver1

Note that the use of the at sign (@) in the records indicates that the mailer DNS domain name is the same as the name of origin (example.microsoft.com) for the zone.

Pointer (PTR) resource records

Pointer (PTR) RRs are used to support the reverse lookup process, based on zones created and rooted in the in-addr.arpa domain. These records are used to locate a computer by its IP address and resolve this information to the DNS domain name for that computer.

PTR RRs can be added to a zone in several ways:

You can manually create a PTR RR for a static TCP/IP client computer using the DNS , either as a separate procedure or as part of the procedure for creating an A RR.
Computers use the DHCP Client service to dynamically register and update their PTR RR in DNS when an IP configuration change occurs.
All other DHCP-enabled client computers can have their PTR RRs registered and updated by the DHCP server if they obtain their IP lease from a qualified server. The Windows 2000 and Windows Server 2003 DHCP Server service provides this capability.

The pointer (PTR) resource record is used only in reverse lookup zones to support reverse lookup.

Service location (SRV) resource records

To locate Active Directory domain controllers, service location (SRV) RRs are required. Typically, you can avoid manual administration of the SRV RR when installing Active Directory.

By default, the Active Directory installation wizard attempts to locate a DNS server based on the list of preferred or alternate DNS servers, configured in any of its TCP/IP client properties, for any of its active network connections. If a DNS server that can accept dynamic update of the SRV RR (and other RRs related to registering Active Directory as a service in DNS) is contacted, the configuration process is complete.

If, during the installation, a DNS server that can accept updates for the DNS domain name used to name your Active Directory is not found, the wizard can install a DNS server locally and automatically configure it with a zone to support the Active Directory domain.

For example, if the Active Directory domain that you chose for your first domain in the forest was example.microsoft.com, a zone rooted at the DNS domain name of example.microsoft.com would be added and configured to use with the DNS server running on the new domain controller.

Whether or not you install the DNS Server service locally, a file (Netlogon.dns) is written and created during the Active Directory installation process that contains the SRV RRs and other RRs needed to support the use of Active Directory. This file is created in the systemroot\System32\Config folder.

If you are using a DNS server that fits one of the following descriptions, you should use the records in Netlogon.dns to manually configure the primary zone on that server to support Active Directory.

The computer operating your DNS server is running on another platform, such as UNIX, and cannot accept or recognize dynamic updates.
A DNS server at this computer that is not the DNS Server service provided with the Windows Server 2003 operating system is authoritative for the primary zone corresponding to the DNS domain name for your Active Directory domain.
The DNS server supports the SRV RR, as defined in the Internet draft, “A DNS RR specifying the location of services (DNS SRV)”, but does not support dynamic updates.
For example, the DNS Server service provided with Windows NT Server 4.0, when updated to Service Pack 4 or later, fits this description.

In the future, the SRV RR might also be used to register and lookup other well-known TCP/IP services on your network if applications implement and support DNS name queries that specify this record type.

Other additional resource records are supported by Windows Server 2003 DNS and are used less frequently in most zones. These additional types of resource records can be added as needed using the DNS console. For more information about supported resource records, see “Related Information” later in this document.

DNS-related Files

The following files relate to using and configuring DNS servers and clients.

File	Description
Boot	BIND boot configuration file. This file is not created by the DNS console. However, as an optional configuration for the DNS Server service, it can be copied from another DNS server running the Berkeley Internet Name Domain (BIND) server implementation of DNS. To use this file with the DNS Server service, you need to click From file in Server properties. On BIND servers, this file is often called the “named.boot” file.
Cache.dns	Used to preload resource records into the DNS server names cache. DNS servers use this file to help locate root servers on either your network or the Internet. By default, this file contains DNS resource records that prime the local cache of the server with the addresses of authoritative root servers for the Internet. If you are setting up a DNS server to resolve Internet DNS names, the information in this file is required unless you enable the use of another DNS server as a forwarder to resolve these names. Traffic to the Internet root servers is heavy, but because host names are not usually resolved at this level, the load can be reasonably handled. Instead, the root hints file provides referral information that can be useful during DNS name resolution to redirect a query to other servers that are authoritative for names located beneath the root. For DNS servers operating privately on your internal network, the DNS console can learn and replace the contents of this file with internal root servers on your network, provided they are reachable through the network when you are setting up and configuring new DNS servers. It can be updated using the DNS console from the Root Hints tab located under the applicable server properties. This file preloads the server names cache when it is started.
Root.dns	Root zone file. This file can appear at a DNS server if it is configured as a root server for your network.
zone_name.dns	Used when a standard zone (either primary or secondary) is added and configured for the server. Files of this type are not created or used for primary type zones that are directory-integrated, which are stored in the Active Directory database.

These files can be found in the systemroot\System32\Dns folder on the server computer.

Zones and Zone Transfer

DNS distributes the DNS namespace database using DNS zones, which store name information about one or more DNS domains. There are three types of DNS zones supported in Windows Server 2003:

Primary zone. Original copy of a zone where all resource records are added, modified, and deleted.
Secondary zone. Read-only copy of the primary zone that is created and updated by transferring zone data from the primary zone.
Stub zone. Read-only copy of the primary zone containing only the DNS resource records for the DNS servers listed in the zone (SOA, NS, and glue A resource records).

Difference Between Zones and Domains

A zone starts as a storage database for a single DNS domain name. If other domains are added below the domain used to create the zone, these domains can either be part of the same zone or belong to another zone. Once a subdomain is added, it can then either be:

Managed and included as part of the original zone records, or
Delegated away to another zone created to support the subdomain

For example, the following figure shows the microsoft.com domain, which contains domain names for Microsoft. When the microsoft.com domain is first created at a single server, it is configured as a single zone for all of the Microsoft DNS namespace. If, however, the microsoft.com domain needs to use subdomains, those subdomains must be included in the zone or delegated away to another zone.

DNS Domain Names and Subdomain Names

In this example, the example.microsoft.com domain shows a new subdomain — the example.microsoft.com domain — delegated away from the microsoft.com zone and managed in its own zone. However, the microsoft.com zone needs to contain a few resource records to provide the delegation information that references the DNS servers that are authoritative for the delegated example.microsoft.com subdomain.

If the microsoft.com zone does not use delegation for a subdomain, any data for the subdomain remains part of the microsoft.com zone. For example, the subdomain dev.microsoft.com is not delegated away but is managed by the microsoft.com zone.

Why Zone Replication and Zone Transfers Are Needed

Because of the important role that zones play in DNS, it is intended that they be available from more than one DNS server on the network, to provide availability and fault tolerance when resolving name queries. Otherwise, if a single server is used and that server is not responding, queries for names in the zone can fail. For additional servers to host a zone, zone transfers are required to replicate and synchronize all copies of the zone used at each server configured to host the zone.

When a new DNS server is added to the network and is configured as a new secondary server for an existing zone, it performs a full initial transfer of the zone to obtain and replicate a full copy of resource records for the zone. For most earlier DNS server implementations, this same method of full transfer for a zone is also used when the zone requires updating after changes are made to the zone. For DNS servers running Windows Server 2003, the DNS service supports incremental zone transfer, a revised DNS zone transfer process for intermediate changes.

Domain Delegation

A subordinate domain name, or subdomain, can be delegated from the DNS zone where its parent name is stored to a zone on another DNS server. When deciding whether to delegate your DNS namespace to make additional zones, consider the following reasons to use additional zones:

A need to delegate management of part of your DNS namespace to another location or department within your organization.
A need to divide one large zone into smaller zones for distributing traffic loads among multiple servers
A need to extend the namespace by adding numerous subdomains at once, such as to accommodate the opening of a new branch or site.

If, for any of these reasons, you could benefit from delegating subordinate domain names to additional zones, it might make sense to restructure your namespace by adding additional zones. When choosing how to structure zones, you should use a plan that reflects the structure of your organization.

When delegating zones within your namespace, be aware that for each new zone you create, you will need delegation records in other zones that point to the authoritative DNS servers for the new zone. This is necessary both to transfer authority and to provide correct referral to other DNS servers and clients of the new servers being made authoritative for the new zone.

When a standard primary zone is first created, it is stored as a text file containing all resource record information about a single DNS server. This server acts as the primary master for the zone. Zone information can be replicated to other DNS servers to improve fault tolerance and server performance.

When structuring your zones, there are several good reasons to use additional DNS servers for zone replication:

Additional DNS servers provide zone redundancy, enabling DNS names in the zone to be resolved for clients if a primary server for the zone stops responding.
Additional DNS servers can be placed so as to reduce DNS network traffic. For example, adding a DNS server to the opposing side of a low-speed wide area network (WAN) link can be useful in managing and reducing network traffic.
Additional DNS secondary servers can be used to reduce loads on a primary server for a zone.

Example: Delegating a subdomain to a new zone

As shown in the following figure, when a new zone for a subdomain (example.microsoft.com) is created, delegation from the parent zone (microsoft.com) is needed.

Delegating a Subdomain

In this example, an authoritative DNS server computer for the newly delegated example.microsoft.com subdomain is named based on a derivative subdomain included in the new zone (ns1.na.example.microsoft.com). To make this server known to others outside of the new delegated zone, two RRs are needed in the microsoft.com zone to complete delegation to the new zone.

These RRs include:

An NS RR to effect the delegation. This RR is used to advertise that the server named ns1.na.example.microsoft.com is an authoritative server for the delegated subdomain.
An A RR (also known as a glue record) is needed to resolve the name of the server specified in the NS RR to its IP address. The process of resolving the host name in this RR to the delegated DNS server in the NS RR is sometimes referred to as glue chasing.

Note
- When zone delegations are correctly configured, normal zone referral behavior can sometimes be circumvented if you are using forwarders in your DNS server configuration. For more information, see “Forwarding” later in this document.

Incremental Zone Transfers

Incremental zone transfers are described in RFC 1995 as an additional DNS standard for replicating DNS zones. When incremental transfers are supported by both a DNS server acting as the source for a zone and any servers that copy the zone from it, the incremental transfer provides a more efficient method of propagating zone changes and updates.

In earlier DNS implementations, any request for an update of zone data required a full transfer of the entire zone database using an AXFR query. With incremental transfer, an alternate query type (IXFR) can be used instead. This allows the secondary server to pull only those zone changes it needs to synchronize its copy of the zone with its source, either a primary or secondary copy of the zone maintained by another DNS server.

With IXFR zone transfers, differences between the source and replicated versions of the zone are first determined. If the zones are identified to be the same version — as indicated by the serial number field in the SOA resource record of each zone — no transfer is made.

If the serial number for the zone at the source is greater than at the requesting secondary server, a transfer is made of only those changes to RRs for each incremental version of the zone. For an IXFR query to succeed and changes to be sent, the source DNS server for the zone must keep a history of incremental zone changes to use when answering these queries. The incremental transfer process requires substantially less traffic on a network and zone transfers are completed much faster.

Example: Zone Transfer

A zone transfer might occur during any of the following scenarios:

When the refresh interval expires for the zone
When a secondary server is notified of zone changes by its master server
When the DNS Server service is started at a secondary server for the zone
When the DNS console is used at a secondary server for the zone to manually initiate a transfer from its master server

Zone transfer requests are always initiated at the secondary server for a zone, and then sent to their configured master servers which act as their source for the zone. Master servers can be any other DNS server that loads the zone, such as either the primary server for the zone or another secondary server. When the master server receives the request for the zone, it can reply with either a partial or full transfer of the zone to the secondary server.

Zone transfer process

As shown in the following figure, zone transfers between servers follow an ordered process. This process varies depending on whether a zone has been previously replicated, or if initial replication of a new zone is being performed.

Zone Transfer Process

During new configuration, the destination server sends an initial “all zone” transfer (AXFR) request to the master DNS server configured as its source for the zone.
The master (source) server responds and fully transfers the zone to the secondary (destination) server.

The zone is delivered to the destination server requesting the transfer with its version established by use of a Serial number field in the properties for the start of authority RR. The SOA RR also contains a stated refresh interval in seconds (by default, 900 seconds or 15 minutes) to indicate when the destination server should next request to renew the zone with the source server.
When the refresh interval expires, an SOA query is used by the destination server to request renewal of the zone from the source server.
The source server answers the query for its SOA record.

This response contains the serial number for the zone in its current state at the source server.

The destination server checks the serial number of the SOA record in the response and determines how to renew the zone.

If the value of the serial number in the SOA response is equal to its current local serial number, it concludes that the zone is the same at both servers and that a zone transfer is not needed. The destination server then renews the zone by resetting its refresh interval based on the value of this field in the SOA response from its source server.

If the value of the serial number in the SOA response is higher than its current local serial number, it concludes that the zone has been updated and that a transfer is needed.
If the destination server concludes that the zone has changed, it sends an IXFR query to the source server, containing its current local value for the serial number in the SOA record for the zone.
The source server responds with either an incremental or full transfer of the zone.

If the source server supports incremental transfer by maintaining a history of recent incremental zone changes for modified resource records, it can answer with an incremental zone transfer (IXFR) of the zone.

If the source server does not support incremental transfer, or does not have a history of zone changes, it can answer with a full (AXFR) transfer of the zone instead.

Note
- For servers running Windows 2000 and Windows Server 2003, incremental zone transfer through IXFR query is supported. For earlier versions of the DNS service and for many other DNS server implementations, incremental zone transfer is not available and only full-zone (AXFR) queries and transfers are used to replicate zones.

DNS Notify

Windows-based DNS servers support DNS Notify, an update to the original DNS protocol specification that permits a means of initiating notification to secondary servers when zone changes occur (RFC 1996). DNS notification implements a push mechanism for notifying a select set of secondary servers for a zone when the zone is updated. Servers that are notified can then initiate a zone transfer as described above, to pull zone changes from their master servers and update their local replicas of the zone.

For secondaries to be notified by the DNS server acting as their configured source for a zone, each secondary server must first have its IP address in the notify list of the source server. When using the DNS console, this list is maintained in the Notify dialog box, which is accessible from the Zone Transfer tab located in zone Properties.

In addition to notifying the listed servers, the DNS console permits you to use the contents of the notify list as a means to restrict or limit zone transfer access to only those secondary servers specified in the list. This can help prevent an undesired attempt by an unknown or unapproved DNS server to pull, or request, zone updates.

DNS notification process

The following is a brief summary of the typical DNS notification process for zone updates:

The local zone at a DNS server acting as a master server, a source for the zone to other servers, is updated. When the zone is updated at the master or source server, the serial number field in the SOA RR is also updated, indicating a new local version of the zone.
The master server sends a DNS notify message to other servers that are part of its configured notify list.
All secondary servers that receive the notify message can then respond by initiating a zone transfer request back to the notifying master server.

The normal zone transfer process can then continue as described in the previous section.

You cannot configure a notify list for a stub zone.

Use DNS notification only to notify servers operating as secondary servers for a zone. For replication of directory-integrated zones, DNS notification is not needed. This is because any DNS servers that load a zone from Active Directory automatically poll the directory (as specified by the SOA resource record’s Refresh Interval) to update and refresh the zone. In these cases, configuring a notify list can actually degrade system performance by causing unnecessary additional transfer requests for the updated zone.

Note

By default, the Windows Server 2003 DNS Server service will only allow a zone transfer to authoritative DNS servers listed in the name server (NS) resource records for the zone.

Stub Zones

In Windows Server 2003, a new zone type named stub zone has been introduced. A stub zone is a copy of a zone that contains only those resource records necessary to identify the authoritative DNS servers for that zone. A stub zone is used to resolve names between separate DNS namespaces. The need for this type of resolution can occur when a corporate merger requires that the DNS servers for two separate DNS namespaces resolve names for clients in both namespaces.

A stub zone consists of:

The start of authority (SOA) resource record, name server (NS) resource records, and the glue A resource records for the delegated zone.
The IP address of one or more master servers that can be used to update the stub zone.

The master servers for a stub zone are one or more DNS servers authoritative for the child zone, usually the DNS server hosting the primary zone for the delegated domain name.

Stub zone resolution

When a DNS client performs a recursive query operation on a DNS server hosting a stub zone, the DNS server uses the resource records in the stub zone to resolve the query. The DNS server sends an iterative query to the authoritative DNS servers specified in the NS resource records of the stub zone as if it were using NS resource records in its cache. If the DNS server cannot find the authoritative DNS servers in its stub zone, the DNS server hosting the stub zone attempts standard recursion using its root hints.

The DNS server will store the resource records it receives from the authoritative DNS servers listed in a stub zone in its cache, but it will not store these resource records in the stub zone itself; only the SOA, NS, and glue A resource records returned in response to the query are stored in the stub zone. The resource records stored in the cache are cached according to the Time-to-Live (TTL) value in each resource record. The SOA, NS, and glue A resource records, which are not written to cache, expire according to the expire interval specified in the stub zone’s SOA record, which is created during the creation of the stub zone and updated during transfers to the stub zone from the original, primary zone.

If the query was an iterative query, the DNS server returns a referral containing the servers specified in the stub zone.

Stub zone updates

Stub zone updates involve the following conditions:

When a DNS server loads a stub zone, it queries the zone’s master server for the SOA resource record, NS resource records at the zone’s root, and glue A resource records.
During updates to the stub zone, the master server is queried by the DNS server hosting the stub zone for the same resource record types requested during the loading of the stub zone.
The Refresh interval of the SOA resource record determines when the DNS server hosting the stub zone will attempt a zone transfer (update).
If an update fails, the Retry interval of the SOA resource record determines when the update is retried.
Once the Retry interval has expired without a successful update, the expiration time as specified in the Expires field of the SOA resource record determines when the DNS server stops using the stub zone data.

Root Hints

Root hints are used to prepare servers authoritative for non-root zones so that they can learn and discover authoritative servers that manage domains located at a higher level or in other subtrees of the DNS domain namespace. These hints are essential for servers authoritative at lower levels of the namespace when locating and finding servers under these conditions.

For example, suppose a DNS server (Server A) has a zone called sub.example.microsoft.com. In the process of answering a query for a higher-level domain, such as the example.microsoft.com domain, Server A needs some assistance to locate an authoritative server (such as Server B) for this domain.

In order for Server A to find Server B, or any other servers that are authoritative for the microsoft.com domain, it needs to be able to query the root servers for the DNS namespace. The root servers can then refer Server A to the authoritative servers for the com domain. The servers for the com domain can, in turn, offer referral to Server B or other servers that are authoritative for the microsoft.com domain.

The root hints used by Server A must have helpful hints to the root servers for this process to locate Server B (or another authoritative server) as intended.

To configure and use root hints correctly, first determine how the following applies to your DNS servers:

Are you using DNS on the Internet or on a private network?
Is the server used as a root server?

By default, the DNS Server service implements root hints using a file, Cache.dns, stored in the systemroot\System32\Dns folder on the server computer. This file normally contains the NS and A resource records for the Internet root servers. If, however, you are using the DNS Server service on a private network, you can edit or replace this file with similar records that point to your own internal root DNS servers.

Another server configuration in which root hints are treated differently is one in which a DNS server is configured to be used by other DNS servers in an internal namespace as a forwarder for any DNS queries of names managed externally (the Internet, for example). Even though the DNS server used as a forwarder can be located internally on the same network as servers using it as a forwarder, it needs hints for the Internet root servers to work properly and resolve external names.

Note

If you are operating internal root servers, do not use root hints. Instead, delete the Cache.dns file entirely for any of your root servers.

EDNS0

Extension Mechanisms for DNS (EDNS0 as defined in RFC 2671) allow DNS requestors to advertise the size of their UDP packets and facilitate the transfer of packets larger than 512 octets, the original DNS restriction for UDP packet size (RFC 1035). When a DNS server receives a request over the UDP Transport Layer, it identifies the requestor’s UDP packet size from the option (OPT) RR and scales its response to contain as many resource records as are allowed in the maximum UDP packet size specified by the requestor.

Windows Server 2003 DNS support for EDNS0 is enabled by default. It can be disabled using the registry. Locate the following registry subkey:

HKEY_LOCAL_MACHINE\System\CurrentControlSet\Services\DNS\Parameters

Add the entry EnableEDNSProbes to the subkey. Give the entry a DWORD value and set it to 0x0 to disable EDNS0.

Use extreme caution when editing the registry Modifications to the registry are not validated by the registry editor or by Windows before they are applied, and as a result, incorrect values can be stored. This can result in unrecoverable errors in the system..

For more information about resource records, see “Related Information” at the end of this document.

ENDS0 UDP responses

Before a DNS server assumes that the requestor supports EDNS0, the DNS server must receive a query containing an OPT resource record. An OPT record contains no actual DNS data and its contents relate to the UDP Transport Layer message only. The OPT record stores the sender’s UDP payload size in its CLASS field and lists the number of octets in the largest UDP payload that the requestor can deliver in the requestor’s network.

When the DNS server receives a query containing an OPT record advertising the maximum UDP packet size, it will truncate any UDP response’s size larger than the limit specified in the OPT record.

By default, the DNS server includes OPT resource records indicating its UDP maximum in responses to queries containing OPT resource records.

If the DNS server receives a query that does not contain an OPT resource record, it assumes the requestor’s server does not support EDNS0 and will respond to the requestor assuming that the sender does not accept UDP packets larger than 512 octets. In this case, the DNS server will truncate its UDP response size to a maximum of 512 octets.

EDNS0 UDP queries

Before the requesting DNS server sends a query, it checks its cache to identify if the responding DNS server supports EDNS0. If the responding DNS server supports EDNS0, the requesting DNS server attaches an OPT resource record to the additional section of the query it sends. (All queries have five sections: header, question, answer, authority, and additional.) If, according to the requesting DNS server’s cache, the responding DNS server does not support EDNS0, the requesting DNS server will not attach an OPT resource record to the query before it is sent.

Identifying and caching EDNS0 support

When the DNS server receives a request or response from a host containing an OPT record, the DNS server caches the EDNS version supported by the host (such as EDNS0). If there is no OPT record in a request or response from a host, the DNS server’s cache will indicate that the host does not support EDNS0. If the cache already indicates that the host does support ENDS0, then cache will not be changed.

The default value for how long a host’s EDNS0 support information is cached is 86400 (one day specified in seconds). This value can be modified in the registry.

The DNS server decides that a host does not support EDNS0 when it requests an OPT resource record and receives a response containing one of the following RCODE values in the header, as shown in the following table.

EDNS0 Failure Code Values

Name	Value	Description
FORMERR	1	Format Error. The name server did not interpret the OPT resource record.
SERVFAIL	2	Server Failure. The name server did not process the query because of a problem with the name server.
NOTIMPL	4	Not Implemented. The name server does not support the kind of query requested.

(The RCODE field, or response code field, is a 4-bit field set in the header section as part of responses.) In this situation (as a requester), the DNS server identifies that the server does not support EDNS0 and caches this information.

Note

When considering packet sizes, you should take account of the network transmission path’s discovered Maximum Transmission Unit (MTU), if this information is available. When configuring the UDP packet size to be larger than 512 octets, remember that the UDP packets must travel through devices other than UDP hosts and these devices, such as routers, may not support UDP packets larger than 512 octets. The maximum UDP packet size should always be compared with the MTU, which in some cases may be smaller. It is recommended that you establish the maximum UDP packet length support for all devices, and configure your UDP hosts for this maximum.

DNSSEC

Windows Server 2003 DNS provides basic support of the DNS Security Extensions (DNSSEC) protocol as defined in RFC 2535. The current feature support allows DNS servers to perform as secondary DNS servers for existing DNSSEC–compliant, secure zones. DNS supports the storing and loading of the DNSSEC-specific resource records. Currently, a DNS server is not capable of signing zones and resource records (creating cryptographic digital signatures) or validating the SIG RRs. The DNSSEC resource records are KEY, SIG, and NXT. For more information about resource records, see the “DNS Resource Records Reference” later in this document. For more information about related RFCs, see “Related Information” at the end of this document.

Server support for DNSSEC

When loading a zone containing DNSSEC resource records, the DNS server loads these records along with all other types of resource records contained in the zone. When receiving a zone transfer containing DNSSEC resource records (SIG, KEY, NXT), the DNS server writes these records to the zone storage (zone data file or Active Directory) along with all other resource records.

When a DNS server receives a request or response containing DNSSEC resource records, it does not verify the digital signatures but caches the response and uses it for ensuing queries. When a DNS server receives a request for a resource record in a zone also containing DNSSEC resource records, it attaches the appropriate DNSSEC records to the response.

When a signed zone contains resource records for an owner name, including a CNAME resource record for that name, the DNS server will return the DNSSEC resource records associated with the owner name and the CNAME resource record’s alias name. The DNS server will not suppress the retrieval of the CNAME resource record, and it will not return a SIG resource record for the canonical name. Rather, it will return the SIG resource record for the alias name.

Client support for DNSSEC

The DNS client does not read and store a key for the trusted zone and, consequently, it does not perform any cryptography, authentication, or verification. When a resolver initiates a DNS query and the response contains DNSSEC resource records, programs running on the DNS client will return these records and cache them in the same manner as any other resource records. This is the extent to which Windows XP DNS clients support DNSSEC. When the DNS client receives the SIG RR relating to the RRset, it will not perform an additional query to obtain the associated KEY record or any other DNSSEC records.

Resolvers do not authenticate resource records by verifying the signature information contained in the SIG resource record. The DNS client does not contain any information to indicate which resource records have been authenticated or to what extent they have been authenticated.

When a resolver receives a response or performs a query operation, it does not recognize the checking disabled (CD) query header bit, which in DNSSEC indicates that the data is authenticated by the server according to its policies, nor does it set the authentic data query header bit, which in DNSSEC indicates that unauthenticated data is acceptable to the resolver.

Note

If there is a signing agent running on the DNS server running Windows Server 2003 that signs the zone resource records, this DNS server may also be used as a primary server for DNSSEC-compliant secure zones.

Active Directory Integration

The DNS Server service is integrated into the design and implementation of Active Directory. Active Directory provides an enterprise-level tool for organizing, managing, and locating resources in a network.

In addition to supporting a conventional way of maintaining and replicating DNS zone files, the implementation of DNS in Windows Server 2003 has the option of using Active Directory as the data storage and replication engine for DNS. DNS is the domain controller location mechanism for Active Directory.

Benefits of Integrating DNS with Active Directory

Using Active Directory as the data storage and replication engine provides the following benefits:

DNS replication is performed by Active Directory, so there is no need to support a separate replication topology for DNS servers.
Active Directory service replication provides per-property replication.
Active Directory service replication is secure.
A primary DNS server is eliminated as a single point of failure. Original DNS replication is single-master and relies on a primary DNS server to update all the secondary servers. Unlike original DNS replication, Active Directory service replication is multimaster; an update can be made to any domain controller in it, and the change will be propagated to other domain controllers. In this way if DNS is integrated into Active Directory service the replication engine will always synchronize the DNS zone information.

Thus Active Directory integration significantly simplifies the administration of a DNS namespace. At the same time, standard zone transfers to other DNS servers (DNS servers other than Windows 2000 Server or Windows Server 2003 DNS servers, as well as earlier versions of Microsoft DNS servers) is still supported.

How DNS Integrates with Active Directory

When you install Active Directory on a server, you promote the server to the role of a domain controller for a specified domain. When completing this process, you are prompted to specify a DNS domain name for the Active Directory domain for which you are joining and promoting the server.

Note

When specifying the DNS domain name for the first Active Directory domain in the first Active Directory forest, known as the forest root domain, Windows Server 2003 does not support single-label domain names.

If during this process, a DNS server authoritative for the domain that you specified either cannot be located on the network or does not support the DNS dynamic update protocol, you are prompted with the option to install a DNS server. This option is provided because a DNS server is required to locate this server or other domain controllers for members of an Active Directory domain.

Once you have installed Active Directory, you have two options for storing and replicating your zones when operating the DNS server at the new domain controller:

Standard zone storage, using a text-based file.

Zones stored this way are located in .dns files that are stored in the systemroot\System32\Dns folder on each computer operating a DNS server. Zone file names correspond to the name you choose for the zone when creating it, such as “example.microsoft.com.dns” if the zone name was “example.microsoft.com.”
Directory-integrated zone storage, using the Active Directory database.

Zones stored this way are located in the Active Directory tree under the domain or application directory partition. Each directory-integrated zone is stored in a dnsZone container object identified by the name you choose for the zone when creating it.

Zones stored in text files are typically referred to as file-backed zonesand zones stored in Active Directory are referred to as Active Directory-integrated zones.

In Active Directory-integrated DNS, each DNS zone becomes an Active Directory container object (DnsZone). The DnsZone object contains a DnsNode leaf object for every unique name within that zone. The DnsNode object has a DnsRecord multivalued attribute with an instance of a value for every record associated with the object’s name.

Note

Active Directory-integrated zones can only be loaded onto a domain controller when the Windows Server 2003 DNS Server service is running on the domain controller.

Replication Model

When DNS zone information is stored in Active Directory and an update is made to a DNS server, it writes the update data to Active Directory. Active Directory is now responsible for replicating the data to other domain controllers. The DNS servers running on other domain controllers will poll the updates from the Active Directory.

Because Active Directory service uses the multimaster replication model, DNS updates can be written to any Active Directory-integrated DNS server, and the data will automatically be replicated across all the domain controllers.

The ability to write to Active Directory from multiple domain controllers at the same time can create a conflicting situation where the changes are made to the same object on two different DNS servers. The conflict will eventually be resolved in favor of the last update made to the object based on the timestamps of the updates. The same rule is applied in the case where two or more nodes with the same name are created on two or more DNS servers. Until the conflict is resolved and the DNS server, containing invalid update, polls the valid data from the Active Directory, it is possible that requests for the same object made to two different DNS servers will be resolved differently. This is why the Active Directory database is called loosely consistent.

Active Directory-integration provides an advantage over file-backed zones. With file-backed zones, only the primary authoritative DNS server for a zone can modify the zone. With Active Directory-integration, all domain controllers for the Active Directory domain where the zone is stored can modify the zone and then replicate the changes to other domain controllers. This replication process is called multimaster replication because multiple domain controllers can update the zone.

Windows Server 2003 domain controllers replicate resource records contained in Active Directory–integrated zones using Active Directory replication. Zones stored in Active Directory can also be transferred to secondary servers to create secondary zones in the same way that file-backed zones are transferred.

Active Directory–integration provides numerous benefits, including fault tolerance, security, simplified management, and more efficient replication of zones.

Active Directory-integrated Zones

When you configure a primary zone to be Active Directory–integrated, the zone is stored in Active Directory.

The following figure shows this configuration.

Active Directory–integrated Zone

The DNS server component contains only a copy of the zone. When DNS starts up, it reads a copy of the zone from Active Directory (step 1). Then, when the DNS server receives a change, it writes the change to Active Directory (step 2).

Through Active Directory replication, the zone is replicated to other domain controllers in the same domain. Also, through standard zone transfer, the DNS server can send its copy of the zone to any secondary DNS servers that request it. The DNS server can perform both incremental and full zone transfers. The following figure shows how the same zone can be replicated by using both Active Directory replication and standard zone transfer.

Active Directory Replication and Zone Transfer

By default, when the DNS Server service starts on a domain controller, it checks whether Active Directory is available and if it contains any DNS zones. If Active Directory does have zones, the DNS Server service loads them from Active Directory. The DNS Server service automatically writes back to the boot file at regular intervals. The boot file can be updated manually by using the DNS console.

The DNS Server service also loads the root hints and server and zone parameters from different locations depending on its settings. The table below shows the locations from which the DNS Server service loads and to which it writes zones, root hints, and server and zone parameters.

Note

Changing the startup type is not recommended and could result in DNS infrastructure errors.

How the DNS Server Loads Zones, Root Hints, and Parameters

Task	Load Data On Startup Set To: From File	Load Data On Startup Set To: From Registry	Load Data On Startup Set To: From Active Directory and Registry
Read root hints from:	Root hints file	If available, the root hints file. Otherwise, if the Directory is available and contains root hints, the directory	If the directory is available and contains root hints, from the directory. Otherwise, from the root hints file
Write root hints to:	Root hints file	Root hints file	If the directory is available, the directory
Read zones from:	Boot file, to get list of zones, then from zone files	Registry	The directory (for Active Directory–integrated zones) and the registry
Write zones to:	Boot file and the registry	Registry and, if the zone is Active Directory–integrated, the directory	Registry and, if the zone is Active Directory–integrated, the directory
Read server and zones parameters from:	Boot file and the registry	Registry and (for Active Directory–integrated zones) the directory	The directory (for Active Directory–integrated zones) and the registry
Write server and zones parameters to:	Boot file and the registry	Registry (for all zones) and (for Active Directory–integrated zones) the directory	The directory (for Active Directory–integrated zones) and the registry

If you change the setting of the DNS Server service, it first writes the root hints file, zones, and parameters to the locations specified in the default setting, and then the DNS Server service reads them from the new setting.

Directory-integrated Zone Storage Location

Active Directory is an object-oriented X.500-compliant database that organizes resources available on your network in a hierarchical tree-like structure. This database is managed by a set of domain controllers. The portion of the Active Directory database for which a specific domain controller is authoritative is physically located on the same computer as the domain controller is. Every resource in Active Directory is represented by an object. There are two distinct types of objects supported by Active Directory:

Containers–objects that can contain other container and leaf objects.
Leafs–objects representing a specific resource within the Active Directory service tree.

Each Active Directory object has attributes associated with it that define particular characteristics of the object.

The classes of objects in the Active Directory database, as well as the attributes of each object, are defined in the Active Directory schema. In other words, the schema contains definitions for each class object available in Active Directory. The following are examples of Active Directory service class objects:

User
Group
Organizational Unit
DnsZone
DnsNode

In Windows 2000 Server, Active Directory-integrated zones were stored in the domain partition of the directory. Zones stored in the domain partition are replicated to all domain controllers in the domain. This replication scope is not necessary for some applications, such as DNS. Windows Server 2003 Active Directory provides a new type of partition, called application directory partition, to enable different replication scopes. Application directory partitions provide storage for application-specific data that can be replicated to any arbitrary set of domain controllers in the forest, as few or as many as needed by the application that uses the data.

Note

At the time a DNS application directory partition is created (manually by an administrator or programmatically by an application), the domain naming flexible single master operations (FSMO) role for the forest must be held by a domain controller running Windows Server 2003. Following application directory partition creation, you can move the domain naming role to a domain controller that is running Windows 2000, if needed.

There are two default Windows Server 2003 DNS application directory partitions created to allow for different DNS zone replication scopes: the forest-wide DNS application directory partition and the domain-wide application directory partition. Active Directory-integrated zones can be stored in the domain or application directory partitions. The following table describes the Windows Server 2003 Active Directory storage options available for DNS zones.

Windows Server 2003 Active Directory Storage Options

Active Directory Storage Option	Description
Domain partition	Active Directory domain partition for each domain in the forest. DNS zones stored in this partition are replicated to all domain controllers in the domain. This is the only Active Directory storage option for DNS zones that are replicated to domain controllers running Windows 2000 Server.
Forest-wide DNS application directory partition	DNS application directory partition for the entire forest. DNS zones stored in this application directory partition are replicated to all DNS servers running on domain controllers in the forest. This DNS application directory partition is created when you install the DNS Server service on the first Windows Server 2003 domain controller in the forest.
Domain-wide DNS application directory partition	DNS application directory partition for each domain in the forest. DNS zones stored in this application directory partition are replicated to all DNS servers running on domain controllers in the domain. For the forest root domain, this DNS application directory partition is created when you first install the DNS Server service on a Windows Server 2003 domain controller in the forest. For each new domain in the forest (child domain), this DNS application directory partition is created when you first install the DNS Server service on a Windows Server 2003 domain controller for the new domain.
Custom DNS application directory partition	DNS application directory partition for any domain controller that is enlisted in its replication scope. This type of DNS application directory partition does not exist by default and must be created. DNS zones stored in this application directory partition are replicated to all DNS servers running on domain controller that enlist in the partition.

Note

You can specify the DNS application directory partition where you want to store the zone by using the DNS console or the Dnscmd support tool, or you can change the zone storage option once the zone is created using DNS console or Dnscmd.

Active Directory DNS Objects

By default, Windows Server 2003 Active Directory-integrated zones are stored in the domain-wide application directory partition of the directory. The zone information is stored with the container whose distinguished name is: CN=MicrosoftDNS,DC=DNS domain name. The zone information for zones stored on domain controllers in the example.com domain would be stored in CN=MicrosoftDNS,DC=DomainDnsZones,DC=example,DC=com.

The DNS application directory partitions are not displayed by all Active Directory administrative tools. To see these directory partitions, you can use dnscmd (command-line tool) or ADSI Edit (adsiedit.msc) in Support Tools.

The replication scope of a custom DNS application directory partition is defined by the number of domain controllers enlisted in the partition. By default, only members of the Enterprise Admins group can enlist a DNS server in a DNS application directory partition.

Once a DNS server is enlisted in a DNS application directory partition, you can store DNS zones in that application directory partition using the DNS console. The required FQDN value specifies the name of the new DNS application directory partition. You must use a DNS fully qualified domain name.

The MicrosoftDNS container holds other objects that represent the zones and the individual DNS resource records in those zones. The following table lists the DNS object types that are stored in the Active Directory.

DNS Objects Stored in Active Directory

Object	Description
DnsZone	Container created when a zone is stored in Active Directory.
DnsNode	Leaf object used to map and associate a name in the zone to resource data.
DnsRecord	Multivalued attribute of a dnsNode object used to store the resource records associated with the named node object.
DnsProperty	Multivalued attribute of a dnsZone object used to store zone configuration information.

The MicrosoftDNS container object contains one or more dnsZone container objects. Each dnsZone object represents one zone.

MicrosoftDNS contains the following dnsZone objects:

The reverse lookup zone, 72.16.172.in-addr.arpa
The forward lookup zone, example.com
The root hints, RootDNSServers

You can view DNS objects from within the Active Directory Users and Computers console. The following graphic shows the dnsZone objects in Active Directory.

DNS Objects in Active Directory

The dnsZone container object contains a dnsNode leaf object for every unique name within that zone. This figure shows the following dnsNode objects within the dnsZone container object for example.com:

@, which signifies that the node has the same name as the dnsZone object.
delegated, a delegated subdomain.
host.notdelegated, a host in the domain not delegated.example.com, a domain that is controlled by the zone on example.com.
host1, a host in the domain example.com.
mailserver, the mail server in the domain example.com.
nameserver, the name server in example.com.
notdelegated, the domain notdelegated.example.com, which is controlled by the zone on example.com.

The dnsNode leaf object has a multivalued attribute called dnsRecord with an instance of a value for every record associated with the object’s name. In this example, the dnsNode leaf object mailserver.example.com has an “A” attribute containing the IP address.

Although you can view the zone objects from within the Active Directory Users and Computers component, the Active Directory Users and Computers component cannot interpret the values of the dnsRecord attribute. If you want to view the DNS domain hierarchy and associated records, use the DNS console. Alternatively, if you want to view the zones, you can retrieve them by using Nslookup.

Note

Windows 2000 domain controllers do not support application directory partitions and therefore you cannot view zones stored in DNS application directory partitions using Windows 2000 administration tools.

DNS Processes and Interactions

DNS processes and interactions involve the communications between DNS clients and DNS servers during the resolution of DNS queries and dynamic update, and between DNS servers during name resolution and zone administration. Secondary processes and interactions depend on the support for technologies such as Unicode and WINS.

For information about TCP/IP DNS messages, see “DNS Protocol” in this document.

How DNS Queries Work

When a DNS client needs to look up a name used in a program, it queries DNS servers to resolve the name. Each query message the client sends contains three pieces of information, specifying a question for the server to answer:

A specified DNS domain name, stated as a fully qualified domain name.
A specified query type, which can either specify a resource record by type or a specialized type of query operation.
A specified class for the DNS domain name. For Windows DNS servers, this should always be specified as the Internet (IN) class.

For example, the name specified could be the FQDN for a computer, such as ““host-a.example.microsoft.com.””, and the query type specified to look for an address (A) resource record by that name. Think of a DNS query as a client asking a server a two-part question, such as “Do you have any A resource records for a computer named ‘hostname.example.microsoft.com.’ ”? When the client receives an answer from the server, it reads and interprets the answered A resource record, learning the IP address for the computer it asked for by name.

DNS queries resolve in a number of different ways. A client can sometimes answer a query locally using cached information obtained from a previous query. The DNS server can use its own cache of resource record information to answer a query. A DNS server can also query or contact other DNS servers on behalf of the requesting client to fully resolve the name, then send an answer back to the client. This process is known as recursion.

In addition, the client itself can attempt to contact additional DNS servers to resolve a name. When a client does so, it uses separate and additional queries based on referral answers from servers. This process is known as iteration.

In general, the DNS query process occurs in two parts:

A name query begins at a client computer and is passed to a resolver, the DNS Client service, for resolution.
When the query cannot be resolved locally, DNS servers can be queried as needed to resolve the name.

Both of these processes are explained in more detail in the following sections.

Part 1: DNS Client Service Resolver

The following figure shows an overview of the complete DNS query process.

Overview of DNS Query Process

As shown in the initial steps of the query process, a DNS domain name is used in a program on the local computer. The request is then passed to the DNS Client service for resolution using locally cached information. If the queried name can be resolved, the query is answered and the process is completed.

The local resolver cache can include name information obtained from two possible sources:

If a Hosts file is configured locally, any host name-to-address mappings from that file are preloaded into the cache when the DNS Client service is started.
Resource records obtained in answered responses from previous DNS queries are added to the cache and kept for a period of time.

If the query does not match an entry in the cache, the resolution process continues with the client querying a DNS server to resolve the name.

Part 2: Querying a DNS Server

As indicated in the previous figure, the client queries a preferred DNS server. The actual server used during the initial client/server query is selected from a global list.

When the DNS server receives a query, it first checks to see if it can answer the query authoritatively based on resource record information contained in a locally configured zone on the server. If the queried name matches a corresponding resource record in local zone information, the server answers authoritatively, using this information to resolve the queried name.

If no zone information exists for the queried name, the server then checks to see if it can resolve the name using locally cached information from previous queries. If a match is found here, the server answers with this information. Again, if the preferred server can answer with a positive matched response from its cache to the requesting client, the query is completed.

If the queried name does not find a matched answer at its preferred server — either from its cache or zone information — the query process can continue, using recursion to fully resolve the name. This involves assistance from other DNS servers to help resolve the name. By default, the DNS Client service asks the server to use a process of recursion to fully resolve names on behalf of the client before returning an answer.

In order for the DNS server to do recursion properly, it first needs some helpful contact information about other DNS servers in the DNS domain namespace. This information is provided in the form of root hints, a list of preliminary resource records that can be used by the DNS service to locate other DNS servers that are authoritative for the root of the DNS domain namespace tree. Root servers are authoritative for the domain root and top-level domains in the DNS domain namespace tree.

By using root hints to find root servers, a DNS server is able to complete the use of recursion. In theory, this process enables any DNS server to locate the servers that are authoritative for any other DNS domain name used at any level in the namespace tree.

For example, consider the use of the recursion process to locate the name “host-b.example.microsoft.com.” when the client queries a single DNS server. The process occurs when a DNS server and client are first started and have no locally cached information available to help resolve a name query. It assumes that the name queried by the client is for a domain name of which the server has no local knowledge, based on its configured zones.

First, the preferred server parses the full name and determines that it needs the location of the server that is authoritative for the top-level domain, “com”. It then uses an iterative query to the “com” DNS server to obtain a referral to the “microsoft.com” server. Next, a referral answer comes from the “microsoft.com” server to the DNS server for “example.microsoft.com”.

Finally, the “example.microsoft.com.” server is contacted. Because this server contains the queried name as part of its configured zones, it responds authoritatively back to the original server that initiated recursion. When the original server receives the response indicating that an authoritative answer was obtained to the requested query, it forwards this answer back to the requesting client and the recursive query process is completed.

Although the recursive query process can be resource-intensive when performed as described above, it has some performance advantages for the DNS server. For example, during the recursion process, the DNS server performing the recursive lookup obtains information about the DNS domain namespace. This information is cached by the server and can be used again to help speed the answering of subsequent queries that use or match it. Over time, this cached information can grow to occupy a significant portion of server memory resources, although it is cleared whenever the DNS service is cycled on and off.

The following three figures illustrate the process by which the DNS client queries the servers on each adapter.

Querying the DNS Server, Part 1

Querying the DNS Server, Part 2

Querying the DNS Server, Part 3

The DNS Client service queries the DNS servers in the following order:

The DNS Client service sends the name query to the first DNS server on the preferred adapter’s list of DNS servers and waits one second for a response.
If the DNS Client service does not receive a response from the first DNS server within one second, it sends the name query to the first DNS servers on all adapters that are still under consideration and waits two seconds for a response.
If the DNS Client service does not receive a response from any DNS server within two seconds, the DNS Client service sends the query to all DNS servers on all adapters that are still under consideration and waits another two seconds for a response.
If the DNS Client service still does not receive a response from any DNS server, it sends the name query to all DNS servers on all adapters that are still under consideration and waits four seconds for a response.
If it the DNS Client service does not receive a response from any DNS server, the DNS client sends the query to all DNS servers on all adapters that are still under consideration and waits eight seconds for a response.

If the DNS Client service receives a positive response, it stops querying for the name, adds the response to the cache and returns the response to the client.

If the DNS Client service has not received a response from any server within eight seconds, the DNS Client service responds with a time-out. Also, if it has not received a response from any DNS server on a specified adapter, then for the next 30 seconds, the DNS Client service responds to all queries destined for servers on that adapter with a time-out and does not query those servers. Only computers running Windows 2000 or Windows Server 2003 return this time-out.

If at any point the DNS Client service receives a negative response from a server, it removes every server on that adapter from consideration during this search. For example, if in step 2, the first server on Alternate Adapter A gave a negative response, the DNS Client service would not send the query to any other server on the list for Alternate Adapter A.

The DNS Client service keeps track of which servers answer name queries more quickly, and it moves servers up or down on the list based on how quickly they reply to name queries.

The following figure shows how the DNS client queries each server on each adapter.

Multihomed Name Resolution

Alternate Query Responses

The previous discussion of DNS queries assumes that the process ends with a positive response returned to the client. However, queries can return other answers as well. These are the most common query answers:

An authoritative answer
A positive answer
A referral answer (used by the Windows Server 2003 DNS Server service only)
A negative answer

An authoritative answer is a positive answer returned to the client and delivered with the authority bit set in the DNS message to indicate the answer was obtained from a server with direct authority for the queried name.

A positive response can consist of the queried RR or a list of RRs (also known as an RRset) that fits the queried DNS domain name and record type specified in the query message.

A referral answer contains additional RRs not specified by name or type in the query. This type of answer is returned to the client if the recursion process is not supported. The records are meant to act as helpful reference answers that the client can use to continue the query using iteration. A referral answer contains additional data such as RRs that are other than the type queried. For example, if the queried host name was “www” and no A RRs for this name were found in this zone but a CNAME RR for “www” was found instead, the DNS server can include that information when responding to the client. If the client is able to use iteration, it can make additional queries using the referral information in an attempt to fully resolve the name for itself.

A negative response from the server can indicate that one of two possible results was encountered while the server attempted to process and recursively resolve the query fully and authoritatively:

An authoritative server reported that the queried name does not exist in the DNS namespace.
An authoritative server reported that the queried name exists but no records of the specified type exist for that name.

The resolver passes the results of the query, in the form of either a positive or negative response, back to the requesting program and caches the response.

If the resultant answer to a query is too long to be sent and resolved in a single UDP message packet, the DNS server can initiate a failover response over TCP port 53 to answer the client fully in a TCP connected session.

Disabling the use of recursion on a DNS server is generally done when DNS clients are being limited to resolving names to a specific DNS server, such as one located on your intranet. Recursion might also be disabled when the DNS server is incapable of resolving external DNS names, and clients are expected to fail over to another DNS server for resolution of these names. If you disable recursion on the DNS server, you will not be able to use forwarders on the same server.

By default, DNS servers use several default timings when performing a recursive query and contacting other DNS servers. These defaults include:

A recursion retry interval of 3 seconds. This is the length of time the DNS service waits before retrying a query made during a recursive lookup.
A recursion time-out interval of 15 seconds. This is the length of time the DNS service waits before failing a recursive lookup that has been retried.

Under most circumstances, these parameters do not need adjustment. However, if you are using recursive lookups over a slow-speed WAN link, you might be able to improve server performance and query completion by making slight adjustments to the settings.

How Iteration Works

Iteration is the type of name resolution used between DNS clients and servers when the following conditions are in effect:

The client requests the use of recursion, but recursion is disabled on the DNS server.
The client does not request the use of recursion when querying the DNS server.

An iterative request from a client tells the DNS server that the client expects the best answer the DNS server can provide immediately, without contacting other DNS servers.

When iteration is used, a DNS server answers a client based on its own specific knowledge about the namespace with regard to the names data being queried. For example, if a DNS server on your intranet receives a query from a local client for “www.microsoft.com”, it might return an answer from its names cache. If the queried name is not currently stored in the names cache of the server, the server might respond by providing a referral — that is, a list of NS and A resource records for other DNS servers that are closer to the name queried by the client.

When iteration is used, a DNS server can further assist in a name query resolution beyond giving its own best answer back to the client. For most iterative queries, a client uses its locally configured list of DNS servers to contact other name servers throughout the DNS namespace if its primary DNS server cannot resolve the query.

The Windows Server 2003 DNS Client service does not perform recursion.

How Caching Works

As DNS servers process client queries using recursion or iteration, they discover and acquire a significant store of information about the DNS namespace. This information is then cached by the server.

Caching provides a way to speed the performance of DNS resolution for subsequent queries of popular names, while substantially reducing DNS-related query traffic on the network.

As DNS servers make recursive queries on behalf of clients, they temporarily cache resource records (RRs). Cached RRs contain information obtained from DNS servers that are authoritative for DNS domain names learned while making iterative queries to search and fully answer a recursive query performed on behalf of a client. Later, when other clients place new queries that request RR information matching cached RRs, the DNS server can use the cached RR information to answer them.

When information is cached, a Time-To-Live (TTL) value applies to all cached RRs. As long as the TTL for a cached RR does not expire, a DNS server can continue to cache and use the RR again when answering queries by its clients that match these RRs. Caching TTL values used by RRs in most zone configurations are assigned the Minimum (default) TTL which is set in the zone’s start of authority (SOA) resource record. By default, the minimum TTL is 3,600 seconds (one hour) but can be adjusted or, if needed, individual caching TTLs can be set at each RR.

Note

By default, the DNS Server service uses a root hints file, cache.dns, that is stored in the systemroot\System32\Dns folder on the server computer. This file contains the NS and A resource records for the root servers of the DNS namespace (the Internet root servers or intranet root servers). When the DNS Server service is started, the root server list is queried for a current list of all the root servers. The results of the query are used to update the root hints file. This operation is also performed periodically while the service is running. When changes are made to the root hints by an administrator, these changes are written back to the root hints file.

Reverse Lookup

In most DNS lookups, clients typically perform a forward lookup, which is a search based on the DNS name of another computer as stored in an address (A) resource record. This type of query expects an IP address as the resource data for the answered response.

DNS also provides a reverse lookup process, enabling clients to use a known IP address during a name query and to look up a computer name based on its address. A reverse lookup takes the form of a question, such as “Can you tell me the DNS name of the computer that uses the IP address 192.168.1.20?”

DNS was not originally designed to support this type of query. One problem for supporting the reverse query process is the difference in how the DNS namespace organizes and indexes names and how IP addresses are assigned. If the only method available to answer the previous question was to search all domains in the DNS namespace, a reverse query would take too long and require too much processing to be useful.

To solve this problem, a special domain called the in-addr.arpa domain was defined in the DNS standards and reserved in the Internet DNS namespace to provide a practical and reliable way to perform reverse queries. To create the reverse namespace, subdomains within the in-addr.arpa domain are formed using the reverse ordering of the numbers in the dotted-decimal notation of IP addresses.

This reversed ordering of the domains for each octet value is needed because, unlike DNS names, when IP addresses are read from left to right, they are interpreted in the opposite manner. When an IP address is read from left to right, it is viewed from its most generalized information (an IP network address) in the first part of the address to the more specific information (an IP host address) contained in the last octets.

For this reason, the order of IP address octets must be reversed when building the in-addr.arpa domain tree. The IP addresses of the DNS in-addr.arpa tree can be delegated to companies as they are assigned a specific or limited set of IP addresses within the Internet-defined address classes.

Finally, the in-addr.arpa domain tree, as built into DNS, requires that an additional RR type — the pointer (PTR) RR — be defined. This RR is used to create a mapping in the reverse lookup zone that typically corresponds to a host (A) named RR for the DNS computer name of a host in its forward lookup zone.

The in-addr.arpa domain applies for use in all TCP/IP networks that are based on Internet Protocol version 4 (IPv4) addressing. The New Zone Wizard automatically assumes that you are using this domain when creating a new reverse lookup zone.

If you are installing DNS and configuring reverse lookup zones for an Internet Protocol version 6 (IPv6) network, you can specify an exact name in the New Zone Wizard. This will permit you to create reverse lookup zones in the DNS console that can be used to support IPv6 networks, which use a different special domain name, the ip6.arpa domain.

For information about IPv6 and DNS, including examples of how to create and use ip6.arpa domain names as described in RFC 1886 (“DNS Extensions to support IP version 6”), see “Related Information” at the end of this section.

Note

The configuration of PTR resource records and reverse lookup zones for identifying hosts by reverse query is strictly an optional part of the DNS standard implementation. You are not required to use reverse lookup zones, although for some networked applications, they are used to perform security checks.

Example: Reverse Query (for IPv4 networks)

The following figure shows an example of a reverse query initiated by a DNS client (host-b) to learn the name of another host (host-a) based on its IP address, 192.168.1.20.

Reverse Query

The reverse query process as shown in this figure occurs in the following steps:

The client, “host-b”, queries the DNS server for a pointer (PTR) RR that maps to the IP address of 192.168.1.20 for “host-a”.

Because the query is for PTR records, the resolver reverses the address and appends the in-addr.arpa domain to the end of the reverse address. This forms the fully qualified domain name (“20.1.168.192.in-addr.arpa.”) for which to be searched in a reverse lookup zone.
Once located, the authoritative DNS server for “20.1.168.192.in-addr.arpa” can respond with the PTR record information. This includes the DNS domain name for “host-a”, completing the reverse lookup

Keep in mind that if the queried reverse name is not answerable from the DNS server, normal DNS resolution (either recursion or iteration) can be used to locate a DNS server that is authoritative for the reverse lookup zone and that contains the queried name. In this sense, the name resolution process used in a reverse lookup is identical to that of a forward lookup.

Note

The DNS console provides a means for you to configure a subnetted reverse lookup “classless” zone when the Advanced view is selected. This allows you to configure a zone in the in-addr.arpa domain for a limited set of assigned IP addresses where a nondefault IP subnet mask is used with those addresses.

Forwarding

A forwarder is a Domain Name System (DNS) server on a network used to forward DNS queries for external DNS names to DNS servers outside of that network. You can also forward queries according to specific domain names using conditional forwarders.

A DNS server on a network is designated as a forwarder by having the other DNS servers in the network forward the queries they cannot resolve locally to that DNS server. By using a forwarder, you can manage name resolution for names outside of your network, such as names on the Internet, and improve the efficiency of name resolution for the computers in your network.

Directing Name Queries Using Forwarders

The following figure illustrates how external name queries are directed using forwarders.

External Name Queries Directed Using Forwarders

Without having a specific DNS server designated as a forwarder, all DNS servers can send queries outside of a network using their root hints. As a result, a lot of internal, and possibly critical, DNS information can be exposed on the Internet. In addition to this security and privacy issue, this method of resolution can result in a large volume of external traffic that is costly and inefficient for a network with a slow Internet connection or a company with high Internet service costs.

When you designate a DNS server as a forwarder, you make that forwarder responsible for handling external traffic, thereby limiting DNS server exposure to the Internet. A forwarder will build up a large cache of external DNS information because all of the external DNS queries in the network are resolved through it. In a small amount of time, a forwarder will resolve a good portion of external DNS queries using this cached data and thereby decrease the Internet traffic over the network and the response time for DNS clients.

Behavior of a DNS Server Configured to Use Forwarding

A DNS server configured to use a forwarder will behave differently than a DNS server that is not configured to use a forwarder. A DNS server configured to use a forwarder behaves as follows:

When the DNS server receives a query, it attempts to resolve this query using the primary and secondary zones that it hosts and its cache.
If the query cannot be resolved using this local data, then it will forward the query to the DNS server designated as a forwarder.
The DNS server will wait briefly for an answer from the forwarder before attempting to contact the DNS servers specified in its root hints.

When a DNS server forwards a query to a forwarder it sends a recursive query to the forwarder. This is different than the iterative query that a DNS server will send to an other DNS server during standard name resolution (name resolution that does not involve a forwarder).

Forwarding Sequence

The sequence in which the forwarders configured on a DNS server are used is determined by the order in which the IP addresses are listed on the DNS server. After the DNS server forwards the query to the forwarder with the first IP address, it waits a short period for an answer from that forwarder (according to the DNS server’s time out setting) before resuming the forwarding operation with the next IP address. It continues this process until it receives an affirmative answer from a forwarder.

Unlike conventional resolution, where a roundtrip time (RTT) is associated with each server, the IP addresses in the forwarders list are not ordered according to roundtrip time and must be reordered manually to change preference.

Forwarders and Delegation

A DNS server configured with a forwarder and hosting a parent zone will use its delegation information before forwarding queries. If no delegation record exists for the DNS name in the query, then the DNS server will use its forwarders to resolve the query.

Forwarders and Root Servers

A common error when configuring forwarding is to attempt to configure forwarding on the root servers of a private DNS namespace. The goal of attempting to configure forwarding on root servers for a private DNS namespace is to forward all offsite queries to Internet DNS servers. Root servers cannot be configured with standard forwarding. If a root server is queried about any domain name, then it will refer to a DNS server that can answer the question (from its local zones, cache), or it will respond with a failure (NXDOMAIN), but it cannot be configured to forward to specific servers.

Note

A root server can be configured with a conditional forwarder. Conditional forwarding can be used to forward queries between root servers in separate DNS namespaces, although the DNS servers for the top-level domains in the namespace are better suited for this method of resolution.

Conditional Forwarders

A conditional forwarder is a DNS server on a network that is used to forward DNS queries according to the DNS domain name in the query. For example, a DNS server can be configured to forward all the queries it receives for names ending with widgets.example.com to the IP address of a specific DNS server or to the IP addresses of multiple DNS servers.

Intranet Name Resolution

A conditional forwarder can be used to improve name resolution for domains within your intranet. Intranet name resolution can be improved by configuring DNS servers with forwarders for specific internal domain names. For example, all DNS servers in the domain widgets.example.com could be configured to forward queries for names that end with test.example.com to the authoritative DNS servers for merged.widgets.example.com, thereby removing the step of querying the root servers of example.com, or removing the step of configuring DNS servers in the widgets.example.com zone with secondary zones for test.example.com.

Internet Name Resolution

DNS servers can use conditional forwarders to resolve queries between the DNS domain names of companies that share information. For example, two companies, Widgets Toys and TailspinToys, want to improve how the DNS clients of Widgets Toys resolve the names of the DNS clients of Tailspin Toys. The administrators from Tailspin Toys inform the administrators of Widgets Toys about the set of DNS servers in the Tailspin Toys network where Widgets can send queries for the domain dolls.tailspintoys.com. The DNS servers within the Widgets Toys network are configured to forward all queries for names ending with dolls.tailspintoys.com to the designated DNS servers in the network for Tailspin Toys. Consequently, the DNS servers in the Widgets Toys network do not need to query their internal root servers, or the Internet root servers, to resolve queries for names ending with dolls.tailspintoys.com.

Dynamic Update

Dynamic update enables DNS client computers to register and dynamically update their resource records with a DNS server whenever changes occur. This reduces the need for manual administration of zone records, especially for clients that frequently move or change locations and use DHCP to obtain an IP address.

The DNS Client and Server services support the use of dynamic updates, as described in RFC 2136, “Dynamic Updates in the Domain Name System.” The DNS Server service allows dynamic update to be enabled or disabled on a per-zone basis at each server configured to load either a standard primary or directory-integrated zone. By default, the Windows Server 2003 DNS Client service will dynamically update host (A) resource records in DNS when configured for TCP/IP. The Windows Server 2003 DNS Server service is configured, by default, to allow only secure dynamic update. You must change this configuration if you will be using dynamic update only.

Protocol Description

RFC 2136 introduces a new opcode or message format called UPDATE. The update message can add and delete resource records from a specified zone as well as test for prerequisite conditions. Update is atomic, that is, all prerequisites must be satisfied or no update operation will take place.

As in any conventional DNS implementation, the zone update must be committed on a primary DNS server for that zone. If an update is received by a secondary DNS server, it will be forwarded up the replication topology until it reaches the primary DNS server. Note that in the case of an Active Directory integrated zone, an update for a resource record in a zone may be sent to any DNS server running on an Active Directory domain controller whose data store contains the zone.

A zone transfer process will always lock a zone so that a secondary DNS server receives a consistent zone view while transferring the zone data. When the zone is locked it can no longer accept dynamic updates. If the zone is large and is locked very often for zone transfer purposes, it will starve dynamic update clients, and the system can become unstable. The Windows Server 2003 DNS Server service queues the update requests that arrived during the zone transfer and processes them after the zone transfer is completed.

How client and server computers update their DNS names

By default, computers that are statically configured for TCP/IP attempt to dynamically register host (A) and pointer (PTR) resource records for IP addresses configured and used by their installed network connections. All computers register records based on their fully qualified domain name (FQDN).

The following defaults also apply to how computers update their DNS names:

By default, the DNS client on Windows XP does not attempt dynamic update over a Remote Access Service or virtual private network connection. To modify this configuration, you can modify the advanced TCP/IP settings of the particular network connection or modify the registry.
By default, the DNS client does not attempt dynamic update of top-level domain (TLD) zones. Any zone named with a single-label name is considered a TLD zone, for example, com, edu, blank, my-company.
By default, the primary DNS suffix portion of a computer’s FQDN is the same as the name of the Active Directory domain to which the computer is joined. To allow different primary DNS suffixes, a domain administrator may create a restricted list of allowed suffixes by modifying the msDS-AllowedDNSSuffixesattribute in the domain object container. This attribute is managed by the domain administrator using Active Directory Service Interfaces (ADSI) or the Lightweight Directory Access Protocol (LDAP).

Dynamic updates can be sent for any of the following reasons or events:

An IP address is added, removed, or modified in the TCP/IP properties configuration for any one of the installed network connections.
An IP address lease changes or renews with the DHCP server any one of the installed network connections. For example, when the computer is started or if the ipconfig /renew command is used.
The ipconfig /registerdns command is used to manually force a refresh of the client name registration in DNS.
At startup time, when the computer is turned on.
A member server is promoted to a domain controller.

When one of the previous events triggers a dynamic update, the DHCP Client service (not the DNS Client service) sends updates. This is designed so that if a change to the IP address information occurs because of DHCP, corresponding updates in DNS are performed to synchronize name-to-address mappings for the computer. The DHCP Client service performs this function for all network connections used on the system, including connections not configured to use DHCP.

The update process described above assumes that installation defaults are in effect for computers running Windows 2000, Windows XP, or servers running Windows Server 2003. Specific names and update behavior is tunable where advanced TCP/IP properties are configured to use non-default DNS settings.

In addition to the full computer name (or primary name) of the computer, additional connection-specific DNS names can be configured and optionally registered or updated in DNS.

Example: How dynamic update works

Dynamic updates are typically requested when either a DNS name or IP address changes on the computer. For example, suppose a client named “oldhost” is first configured in System properties with the following names:

Computer name	oldhost
DNS domain name of computer	example.microsoft.com
Full computer name	oldhost.example.microsoft.com

In this example, no connection-specific DNS domain names are configured for the computer. Later, the computer is renamed from “oldhost” to “newhost”, resulting in the following name changes on the system:

Computer name	newhost
DNS domain name of computer	example.microsoft.com
Full computer name	newhost.example.microsoft.com

Once the name change is applied in System properties, you are prompted to restart the computer. When the computer restarts Windows, the DHCP Client service performs the following sequence to update DNS:

The DHCP Client service sends a start of authority (SOA) type query using the DNS domain name of the computer.

The client computer uses the currently configured FQDN of the computer (such as “newhost.example.microsoft.com”) as the name specified in this query.
The authoritative DNS server for the zone containing the client FQDN responds to the SOA-type query.

For standard primary zones, the primary server (owner) returned in the SOA query response is fixed and static. It always matches the exact DNS name as it appears in the SOA RR stored with the zone. If, however, the zone being updated is directory-integrated, any DNS server that is running on a domain controller for the Active Directory domain in the FQDN can respond and dynamically insert its own name as the primary server (owner) of the zone in the SOA query response.
The DHCP Client service then attempts to contact the primary DNS server.

The client processes the SOA query response for its name to determine the IP address of the DNS server authorized as the primary server for accepting its name. It then proceeds to perform the following sequence of steps as needed to contact and dynamically update its primary server:
- It sends a dynamic update request to the primary server determined in the SOA query response.
- If the update succeeds, no further action is taken.
- If this update fails, the client next sends an NS-type query for the zone name specified in the SOA record.
- When it receives a response to this query, it sends an SOA query to the first DNS server listed in the response.
- After the SOA query is resolved, the client sends a dynamic update to the server specified in the returned SOA record.
- If the update succeeds, no further action is taken.
- If this update fails, then the client repeats the SOA query process by sending to the next DNS server listed in the response.
Once the primary DNS server that can perform the update is contacted, the client sends the update request and the DNS server processes it.

The contents of the update request include instructions to add A (and possibly PTR) resource records for “newhost.example.microsoft.com” and remove these same record types for “oldhost.example.microsoft.com”, the name that was previously registered.

The DNS server also checks to ensure that updates are permitted for the client request. For standard primary zones, dynamic updates are not secured, so any client attempt to update succeeds. For Active Directory–integrated zones, updates are secured and performed using directory-based security settings. For more information, see “Secure Dynamic Updates” later in this document.

Dynamic updates are sent or refreshed periodically. By default, computers send a refresh once every seven days. If the update results in no changes to zone data, the zone remains at its current version and no changes are written. Updates result in actual zone changes or increased zone transfer only if names or addresses actually change.

Note that names are not removed from DNS zones if they become inactive or are not updated within the refresh interval (seven days). DNS does not use a mechanism to release or tombstone names, although DNS clients do attempt to delete or update old name records when a new name or address change is applied.

When the DHCP Client service registers A and PTR resource records for a computer, it uses a default caching Time to Live (TTL) of 15 minutes for host records. This determines how long other DNS servers and clients cache a computer’s records when they are included in a query response.

DNS and DHCP Clients and Servers

Windows 2000, Windows XP, and Windows Server 2003 DHCP clients are dynamic update-aware and can initiate the dynamic update process. A DHCP client negotiates the process of dynamic update with the DHCP server when the client leases an IP address or renews the lease, determining which computer updates the A and PTR resource records of the client. Depending on the negotiation process, the DHCP client, the DHCP server, or both, update the records by sending the dynamic update requests to the primary DNS servers that are authoritative for the names that are to be updated.

Clients and servers that are running versions of Windows earlier than Windows 2000 do not support dynamic update. The Windows 2000 and Windows Server 2003 DHCP Server service can perform dynamic updates on behalf of clients that do not support the DHCP Client service FQDN option (which is described in the following section). For example, clients that are running Microsoft Windows 95, Windows 98, and Windows NT do not support the FQDN option. However, this functionality can be enabled in the DNS tab of the server properties for the DHCP console. The DHCP server first obtains the name of legacy clients from the DHCP REQUEST packet. It then appends the domain name given for that scope and registers the A and PTR resource records.

In some cases, stale PTR or A resource records can appear on DNS servers when the lease of a DHCP client expires. For example, when a Windows 2000, Windows XP or Windows Server 2003 DHCP client tries to negotiate a dynamic update procedure with a Windows NT 4.0 DHCP server, the DHCP client must register both A and PTR resource records itself. Later, if the Windows 2000, Windows XP or Windows Server 2003 DHCP client is improperly removed from the network, the client cannot deregister its A and PTR resource records and they become stale.

If a stale A resource record appears in a zone that allows only secure dynamic updates, no computer is able to register any other resource record for the name in that A resource record. To prevent problems with stale PTR and A resource records, you can enable the aging and scavenging feature. For more information about the aging and scavenging feature, see “Understanding Aging and Scavenging” in this document.

To provide fault tolerance for dynamic updates, consider Active Directory integration for those zones that accept dynamic updates from Windows Server 2003 network-based clients. To speed up the discovery of authoritative DNS servers, you can configure each client with a list of preferred and alternate DNS servers that are primary for that directory-integrated zone. If a client fails to update the zone with its preferred DNS server because the DNS server is unavailable, the client can try an alternate server. When the preferred DNS server becomes available, it loads the updated, directory-integrated zone that includes the update from the client.

Dynamic Update Process for Network Connections Configured by DHCP

To negotiate the dynamic update process, the DHCP client sends its fully qualified domain name (FQDN) to the DHCP server in the DHCPREQUEST packet by using the DHCP Client service FQDN option. The DHCP server then replies to the DHCP client by sending a DHCP acknowledgment (DHCPACK) message that includes the FQDN option (option code 81).

The table below lists the fields of the FQDN option of the DHCPREQUEST packet.

Fields in the FQDN Option of the DHCPREQUEST Packet

Field	Explanation
Code	Specifies the code for this option (81).
Len	Specifies the length, in octets, of this option (minimum of 4).
Flags	Can be one of the following values: 0. Client wants to register the A resource record and requests that the server update the PTR resource record. 1. Client wants server to register the A and PTR resource records. 3. DHCP server registers the A and PTR resource records regardless of the request of the client.
RCODE1 and RCODE 2	The DHCP server uses these fields to specify the response code from the A and PTR resource records registrations performed on the client’s behalf and to indicate whether it attempted the update before sending DHCPACK.
Domain Name	Specifies the FQDN of the client.

The conditions under which DHCP clients send the FQDN option and the actions taken by DHCP servers depend on the operating system that the client and server are running and how the client and server are configured.

The client requests a dynamic update depending on whether or not it is running Windows Server 2003 operating system, Windows 2000, or earlier. It also depends on the client configuration. Clients can take any of the following actions:

By default, the Windows 2000, Windows XP and Windows Server 2003 DHCP Client service sends the FQDN option with the Flags field set to 0 to request that the client update the A resource record, and the DHCP Server service updates the PTR resource record. After the client sends the FQDN option, it waits for a response from the DHCP server. Unless the DHCP server sets the Flags field to 3, the client then initiates an update for the A resource record. If the DHCP server does not support or is not configured to perform registration of the DNS record, then no FQDN is included in the DHCP servers response and the client attempts registration of the A and PTR resource records.
If the DHCP client is running a Windows operating system earlier than Windows 2000, or if the client is Windows 2000 and it is configured not to register DNS resource records, then the client does not send the FQDN option. In this case, the client does not update either record.

Depending on what the DHCP client requests, the DHCP server can take different actions. If the DHCP client sends a DHCPREQUEST message without the FQDN option, behavior depends on the type of DHCP server and how it is configured. The DHCP server can update both records if it is configured to update records on behalf of DHCP clients that do not support the FQDN option.

In the following cases, the DHCP server does not perform any action:

The DHCP server does not support dynamic update (for example, a Windows NT 4.0 server).
The DHCP server is running Windows 2000 or Windows Server 2003 operating system and is configured not to do dynamic updates for clients that do not support the FQDN option.
The DHCP server is running Windows 2000 or Windows Server 2003 operating system and configured not to register DNS resource records.

If the Windows 2000, Windows XP or Windows Server 2003 network–based DHCP client requests that the server updates the PTR resource record but not the A resource record, behavior depends on the type of DHCP server and how it is configured. The server can perform any of the following actions:

If the DHCP server is running Windows 2000 or Windows Server 2003 operating system and is configured not to perform dynamic updates, its response does not contain the FQDN option and does not update either resource record. In this case, the DHCP client attempts to update both the A and PTR resource records, if it capable.
If the DHCP server is running Windows 2000 or Windows Server 2003 operating system and is configured to update according to the request of the DHCP client, the server attempts to update the PTR resource record. The DHCP server DHCPACK message to the DHCP client contains the FQDN option with the Flags set to 0, confirming that the DHCP server updates the PTR record. The DHCP client then attempts to update the A resource record, if it is capable.

If the DHCP server is running Windows 2000 or Windows Server 2003 operating system and is configured to always update A and PTR both records, the DHCP server attempts to update both resource records. The DHCP server DHCPACK message to the DHCP client contains the FQDN option with the Flags set to 3, notifying the DHCP client that the DHCP server updates A and PTR records. In this case, the DHCP client does not attempt to update either resource record.

Dynamic Update Process for Statically Configured and Remote Access Clients

Statically configured clients and remote access clients do not rely on the DHCP server for DNS registration. Statically configured clients dynamically update their A and PTR resource records every time they start and then every 24 hours in case the records become corrupted or need to be refreshed in the DNS database.

Remote access clients can dynamically update A and PTR resource records when a dial-up connection is made. They can also attempt to withdraw, or deregister, the A and PTR resource records when the user closes down the connection explicitly. Computers running Windows 2000 or Windows Server 2003 operating system with a remote access network connection attempt the dynamic registration of the A and PTR records corresponding to the IP address of this connection. By default, the DNS Client service on Windows XP does not attempt dynamic update over a Remote Access Service (RAS) or virtual private network (VPN) connection. To modify this configuration, you can modify the advanced TCP/IP settings of the particular network connection or modify the registry.

In all operating systems, if a remote access client does not receive a successful response from the attempt to deregister a DNS resource record, or if for any other reasons fails to deregister a resource record within four seconds, the DNS client closes the connection. In such cases, the DNS database might contain a stale record.

If the remote access client fails to deregister a DNS resource record, it adds a message to the event log, which you can view by using Event Viewer. The remote access client never deletes stale records, but the remote access server attempts to deregister the PTR resource record when the client is disconnected.

Windows 2000 dial-up networking clients attempt to register A and PTR records for the dial-up connection. By default, the Windows XP and Windows Server 2003 DNS Client service dial-up networking clients do not attempt to update A and PTR records automatically. Due to the nature of their business, it is common that ISPs do not enable dynamic updating of DNS information by their customers. If you use an ISP that does not support dynamic update, configure the connection properties to prevent the computer from performing dynamic updates.

Dynamic Update Process for Multihomed Clients

If a dynamic update client is multihomed (has more than one network connection and associated IP address), it registers the first IP address for each network connection by default. If you do not want it to register these IP addresses, you can configure the network connection to not register IP addresses.

The dynamic update client does not register all IP addresses with the DNS servers in all namespaces that the computer is connected to. For example, a multihomed computer, client1.noam.example.com, is connected to both the Internet and the corporate intranet. Client1 is connected to the intranet by adapter A, a DHCP adapter with the IP address 172.16.8.7. Client1 is also connected to the Internet by adapter B, a remote access adapter with the IP address 10.3.3.9. Client1 resolves intranet names by using a name server on the intranet, NoamDC1, and resolves Internet names by using a name server on the Internet, ISPNameServer.

Time to Live

Whenever a dynamic update client registers in DNS, the associated A and PTR resource records include the Time to Live (TTL), which by default is set to 10 minutes for records registered by the Net Logon service, and 15 minutes for records registered by the DHCP Client service. If the DNS Server service dynamically registers records for its own zones, the default TTL is 20 minutes. You can change the default setting in the registry. A small value causes cached entries to expire sooner, which increases DNS traffic but decreases the risk of cached records becoming outdated. Expiring entries quickly is useful for computers that frequently renew their DHCP leases. Long retention times are useful for computers that renew their DHCP leases infrequently.

Resolving Name Conflicts

When the DNS Client service attempts to register an A record and it discovers that the authoritative DNS zone already contains an A record for the same name but with a different IP address, by default, the DNS Client service attempts to replace the existing A record (s) with the new A record containing the IP address of the DNS client. As a result, any computer on the network can modify the existing A record unless secure dynamic update is used. Zones that are configured for secure dynamic update allow only authorized users to modify the resource record.

You can change the default setting so that the DNS Client service aborts the registration process and logs the error in Event Viewer, instead of replacing the existing A record.

Secure Dynamic Update

DNS update security is available only for zones that are integrated into Active Directory. Once you directory-integrate a zone, access control list (ACL) editing features are available in the DNS console so you can add or remove users or groups from the ACL for a specified zone or resource record. ACLs are for DNS administration access control only, and do not influence DNS query resolution.

By default, dynamic update security for DNS servers and clients are handled as follows:

DNS clients attempt to use unsecured dynamic update first. If an unsecured update is refused, clients try to use secure update.

Also, clients use a default update policy that permits them to attempt to overwrite a previously registered resource record, unless they are specifically blocked by update security.
Once a zone becomes Active Directory–integrated, DNS servers running Windows Server 2003 default to allowing only secure dynamic updates.

When using standard zone storage, the default for the DNS Server service is to not allow dynamic updates on its zones. For zones that are either directory-integrated or use standard file-based storage, you can change the zone to allow all dynamic updates which permits all updates to be accepted.

Dynamic update is a recent additional DNS standard specification, defined in RFC 2136. For more information about RFCs, see “Related Information” at the end of this document.

The dynamic registration of DNS resource records can be restricted with the use of registry entries.

How secure dynamic update works

The secure dynamic update process is described below:

To initiate a secure dynamic update, the DNS client first initiates the security context negotiation process, during which the tokens are passed between client and server using TKEY resource records. At the end of the negotiation process the security context is established.
Next, the DNS client sends the dynamic update request (containing resource records for the purpose of adding, deleting, or modifying data) to the DNS server, signed using the previously established security context and passing the signature in the TSIG resource record, included in the dynamic update packet.
The server attempts to update Active Directory using the clients credentials and sends the result of the update to the client. These results are signed using the security context and pass the signature in the TSIG resource record included in the response.

Secure dynamic update process

The secure dynamic update process is described below:

The DNS client queries the preferred DNS server to determine which DNS server is authoritative for the domain name it is attempting to update. The preferred DNS server responds with the name of the zone and the primary DNS server that is authoritative for the zone.
The DNS client attempts a standard dynamic update, and if the zone is configured to allow only secure dynamic updates (the default configuration for Active Directory-integrated zones), the DNS server refuses the non-secure update. Had the zone been configured for standard dynamic update rather than secure dynamic update, the DNS server would have accepted the DNS client’s attempt to add, delete, or modify resource records in that zone.
The DNS client and DNS server begin TKEY negotiation.
First, the DNS client and DNS server negotiate an underlying security mechanism. Windows dynamic update clients and DNS servers can only use the Kerberos protocol.
Next, by using the security mechanism, the DNS client and DNS server verify their respective identities and establish the security context.
The DNS client sends the dynamic update request to the DNS server, signed using the established security context . The signature is included in the signature field of the TSIG resource record that is included in the dynamic update request packet. The DNS server verifies the origin of the dynamic update packet by using the security context and the TSIG signature.
The DNS server attempts to add, delete, or modify resource records in Active Directory. Whether or not it can make the update depends on whether the DNS client has the proper permissions to make the update and whether the prerequisites have been satisfied.
The DNS server sends a reply to the DNS client stating whether or not it was able to make the update, signed using the established security context. The signature is included in the signature field of the TSIG resource record that is included in the dynamic update response packet. If the DNS client receives a spoofed reply, it ignores it and waits for a signed response.

Note
- DHCP clients running Windows 2000, Windows XP, or Windows Server 2003 explicitly request that the DHCP server update only pointer (PTR) resource records used in DNS for the reverse lookup and resolution of the client’s IP address to its name. These clients update their address (A) resource records for themselves.
- Clients running earlier versions of Windows cannot make an explicit request for DNS dynamic update protocol preference. For these clients, the DHCP service updates both the PTR and the A resource records.

Security for DHCP Clients That Do Not Support the FQDN Option

Windows DHCP clients that do not support the FQDN option (option 81) are not capable of dynamic updates. If you want the A and PTR resource records for these clients dynamically registered in DNS, you must configure the DHCP server to perform dynamic updates on their behalf.

However, having the DHCP server to perform secure dynamic updates on behalf of DHCP clients that do not support the FQDN option is undesirable because when a DHCP server performs a secure dynamic update on a name, that DHCP server becomes the owner of that name, and only that DHCP server can update any record for that name. This can cause problems in a few different circumstances.

For example, suppose that the DHCP server DHCP1 created an object for the name nt4host1.example.com and then stopped responding, and that later the backup DHCP server, DHCP2, tried to update a record for the same name, nt4host1.example.com. In this situation, DHCP2 is not able to update the name because it does not own the name. In another example, suppose DHCP1 added an object for the name nt4host1.example.com, and then the administrator upgraded nt4host1.example.com to a Windows 2000-based computer. Because the Windows 2000-based computer did not own the name, it would not be able to update DNS records for the name.

To solve this problem, the built-in security group called DnsUpdateProxy is provided. If all DHCP servers are added as members of the DnsUpdateProxy group, one servers records can be updated by another server if the first server fails. Also, because all objects created by the members of the DnsUpdateProxy group are not secured, the first user (that is not a member of the DnsUpdateProxy group) to modify the set of records associated with a DNS name becomes its owner. When legacy clients are upgraded, they can therefore take ownership of their name records at the DNS server. If every DHCP server registering resource records for older clients is a member of the DnsUpdateProxy group, the problems discussed earlier are eliminated.

Securing records when using the DnsUpdateProxy group

DNS domain names that are registered by the DHCP server are not secure when the DHCP server is a member of the DnsUpdateProxy group. As a result, do not use this group in an Active Directory integrated-zone that allows only secure dynamic updates without taking additional steps to allow records created by members of the group to be secured.

To protect against unsecured records, or to allow members of the DnsUpdateProxy group to register records in zones that allow only secured dynamic updates, Windows Server 2003 DHCP and DNS allow you to create a dedicated user account and configure DHCP servers to perform DNS dynamic updates with the user account credentials (user name, password, and domain). The credentials of one dedicated user account can be used by multiple DHCP servers.

The dedicated user account is a standard user account used only is supplying DHCP servers with credentials for DNS dynamic update registrations. Each DHCP server supplies these credentials when registering names on behalf of DHCP clients using DNS dynamic update. The dedicated user account is created in the same forest where the primary DNS server for the zone to be updated resides. The dedicated user account can also be located in another forest as long as the forest it resides in has a forest trust established with the forest containing the primary DNS server for the zone to be updated.

When installed on a domain controller, the DHCP Server service inherits the security permissions of the domain controller and has the authority to update or delete any DNS record that is registered in a secure Active Directory-integrated zone (this includes records that were securely registered by other computers running Windows 2000 or Windows Server 2003, including domain controllers). When installed on a domain controller, configure the DHCP server with the credentials of the dedicated user account to prevent the server from inheriting, and possibly misusing, the power of the domain controller.

Configure a dedicated user account and configure the DHCP Server service with the account credentials under the following circumstances:

A domain controller is configured to function as a DHCP server.
The DHCP server is configured to perform DNS dynamic updates on behalf of DHCP clients.
The DNS zones to be updated by the DHCP server are configured to allow only secure dynamic updates.

Once you have created a dedicated user account, you can configure DHCP servers with the user account credentials by using the DHCP console or by using the Netsh command (netsh dhcp server set dnscredentials).

Note

If the supplied credentials belong to an object (such as a computer) that is a member of the DnsUpdateProxy security group, the next object to register the same name record in DNS will become the record owner.
If you have specified credentials (user name, domain, and password) that the DHCP server uses when registering DHCP client computers in DNS, these credentials are not backed up with either synchronous or asynchronous backup. After a DHCP database is restored, new credentials must be configured.

Controlling Update Access to Zones and Names

Access to the DNS zones and resource records stored in Active Directory is controlled access control lists (ACLs). ACLs can be specified for the DNS Server service, an entire zone or for specific DNS names. By default, any authenticated Active Directory user can create the A or PTR resource records in any zone. Once an owner name has been created for a zone (regardless of the type of resource record), only the users or groups specified in the ACL for that name that have write permission are enabled to modify records corresponding to that name. While this approach is desirable in most scenarios, some special situations need to be considered separately.

DNSAdmins group

By default, the DNSAdmins group has full control of all zones and records in the Windows Server 2003 domain in which it is specified. In order for a user to be able to enumerate zones in a specific Windows Server 2003 domain, the user (or a group the user belongs to) must be enlisted in the DNSAdmin group.

It is possible that a domain administrator may not want to grant full control to all users listed in the DNSAdmins group. Typically, this would be the result if a domain administrator wanted to grant full control for a specific zone and read only control for other zones in the domain to a set of users. To accomplish this, the domain administrator can create a separate group for each of the zones, and add specific users to each group. Then the ACL for each zone will contain a group with full control for that zone only. At the same time, all of the groups will be included in the DNSAdmins group, which can be configured to have read permissions only. As a result of the fact that a zone’s ACL always contains the DNSAdmins group, all users enlisted in the zone-specific groups will have read permission for all the zones in the domain.

Reserving names

The default DNS Server service configuration of allowing any authenticated user to create a new name in a zone may not be sufficient for environments that require a high level of security. In such cases, the default ACL can be changed to allow for the creation of objects in a zone by certain groups or users only. Per-name administration of ACLs provides another solution to this problem. An administrator may reserve a name in a zone leaving the rest of the zone open for the creation of any new objects by all authenticated users. To accomplish this, an administrator creates a record for the reserved name and sets the appropriate list of groups or users in the ACL. As a result, only the users listed in the ACL will be able to register another record under the reserved name.

Understanding Aging and Scavenging

DNS servers running Windows Server 2003 support aging and scavenging features. These features are provided as a mechanism for performing cleanup and removal of stale resource records (RRs), which can accumulate in zone data over time.

With dynamic update, RRs are automatically added to zones when computers start on the network. However, in some cases, they are not automatically removed when computers leave the network. For example, if a computer registers its own host (A) RR at startup and is later improperly disconnected from the network, its host (A) RR might not be deleted. If your network has mobile users and computers, this situation can occur frequently.

If left unmanaged, the presence of stale RRs in zone data might cause some problems. The following are examples:

If a large number of stale RRs remain in server zones, they can eventually take up server disk space and cause unnecessarily long zone transfers.
DNS servers loading zones with stale RRs might use outdated information to answer client queries, potentially causing the client’s to experience name resolution problems on the network.
The accumulation of stale RRs at the DNS server can degrade its performance and responsiveness.
In some cases, the presence of a stale RR in a zone could prevent a DNS domain name from being used by another computer or host device.

To solve these problems, the DNS Server service has the following features:

Time stamping, based on the current date and time set at the server computer, for any RRs added dynamically to primary-type zones. In addition, time stamps are recorded in standard primary zones where aging/scavenging is enabled.
For RRs that you add manually, a time stamp value of zero is used, indicating that they are not affected by the aging process and can remain without limitation in zone data unless you otherwise change their time stamp or delete them.
Aging of RRs in local data, based on a specified refresh time period, for any eligible zones. Only primary type zones that are loaded by the DNS Server service are eligible to participate in this process.
Scavenging for any RRs that persist beyond the specified refresh period. When a DNS server performs a scavenging operation, it can determine that RRs have aged to the point of becoming stale and remove them from zone data. Servers can be configured to perform recurring scavenging operations automatically, or you can initiate an immediate scavenging operation at the server.

Note
- By default, the aging and scavenging mechanism for the DNS Server service is disabled. It should only be enabled when all parameters are fully understood. Otherwise, the server could be accidentally configured to delete records that should not be deleted. If a record is accidentally deleted, not only will users fail to resolve queries for that record, but any user can create the record and take ownership of it, even on zones configured for secure dynamic update.

The server uses the contents of each RR-specific time stamp, along with other aging/scavenging properties that you can adjust or configure, to determine when it scavenges records.

Prerequisites for Aging and Scavenging

Before the aging and scavenging features of DNS can be used, several conditions must be met:

Scavenging and aging must be enabled both at the DNS server and on the zone.

By default, aging and scavenging of resource records is disabled.
Resource records must either be dynamically added to zones or manually modified to be used in aging and scavenging operations.

Typically, only those resource records added dynamically using the DNS dynamic update protocol are subject to aging and scavenging.

You can, however, enable scavenging for other resource records added through non-dynamic means. For records added to zones in this way, either by loading a text-based zone file from another DNS server or by manually adding them to a zone, a time stamp of zero is set. This makes these records ineligible for use in aging/scavenging operations.

In order to change this default, you can administer these records individually, to reset and permit them to use a current (non-zero) time stamp value. This enables these records to become aged and scavenged.

Note

In the case of changing a zone from standard primary to Active Directory–integrated, you might want to enable scavenging of all existing resource records in the zone. To enable aging for all existing resource records in a zone, you can use the AgeAllRecords command, which is available through the dnscmd command-line tool.

Aging and Scavenging Terminology

The following list indicates new or revised terms that have been introduced to help specifically when discussing aging and scavenging.

Current server time The current date and time on the DNS server. This number can be expressed as an exact numeric value at any point in time.

No-refresh interval An interval of time, determined for each zone, as bounded by the following two events:

The date and time when the record was last refreshed and its time stamp set.
The date and time when the record next becomes eligible to be refreshed and have its time stamp reset.

This value is needed to decrease the number of write operations to the Active Directory database. By default, this interval is set to seven days. It should not be increased to an unreasonably high level, because the benefits of the aging and scavenging feature might either be lost or diminished.

Record refresh When a DNS dynamic update is processed for a resource record when only the resource record time stamp, and no other characteristics of the record, are revised. Refreshes generally occur for the following reasons:

When a computer is restarted on the network and, if at startup, its name and IP address information are consistent with the same name and address information it used prior to being shut down, it sends a refresh to renew its associated resource records for this information.
A periodic refresh is sent by the computer while it is running.
The Windows XP and Windows Server 2003 DNS Client service renews DNS registration of client resource records every 24 hours. When this dynamic update occurs, if the dynamic update request does not cause modification to the DNS database, then it is considered to be a refresh and not a resource record update.
Other network services make refresh attempts, such as: DHCP servers which renew client address leases, cluster servers which register and update records for a cluster, and the Net Logon service, which can register and update resource records used by Active Directory domain controllers.

Record update When a DNS dynamic update is processed for a resource record where other characteristics of the record in addition to its time stamp are revised. Updates generally occur for the following reasons:

When a new computer is added to the network and, at startup, it sends an update to register its resource records for the first time with its configured zone.
When a computer with existing records in the zone has a change in IP address, causing updates to be sent for its revised name-to-address mappings in DNS zone data.
When the Net Logon service registers a new Active Directory domain controller.

Refresh interval An interval of time, determined for each zone, as bounded by the following two distinct events:

The earliest date and time when the record becomes eligible to be refreshed and have its time stamp reset.
The earliest date and time when the record becomes eligible to be scavenged and removed from the zone database.

This value should be large enough to allow all clients to refresh their records. By default, this interval is set to seven days. It should not be increased to an unreasonably high level, because the benefits of the aging and scavenging feature might either be lost or diminished.

Resource record (RR) time stamp A date and time value used by the DNS server to determine removal of the resource record when it performs aging and scavenging operations.

Scavenging period When automatic scavenging is enabled at the server, this period represents the time between repetitions of the automated scavenging process. The default value for this is seven days. To prevent deterioration of DNS server performance, the minimum allowed value for this is one hour.

Scavenging servers An optional advanced zone parameter that enables you to specify a restricted list of IP addresses for DNS servers that are enabled to perform scavenging of the zone. By default, if this parameter is not specified, all DNS servers that load a directory-integrated zone (also enabled for scavenging) attempt to perform scavenging of the zone. In some cases, this parameter can be useful if it is preferable that scavenging only be performed at some servers loading the directory-integrated zone. To set this parameter, you must specify the list of IP addresses for the servers enabled to scavenge the zone in the ScavengingServers parameter for the zone. This can be done using the dnscmd command, a command-line based tool for administering Windows DNS servers.

Start scavenging time A specific time, expressed as a number. This time is used by the server to determine when a zone becomes available for scavenging.

When Scavenging Can Start

Once all prerequisites for enabling the use of scavenging are met, scavenging can start for a server zone when the current server time is greater than the value of the start scavenging time for the zone.

The server sets the time value to start scavenging on a per-zone basis whenever any one of the following events occurs:

Dynamic updates are enabled for the zone.
A change in the state of the Scavenge stale resource records check box is applied. You can use the DNS console to modify this setting at either an applicable DNS server or one of its primary zones.
The DNS server loads a primary zone enabled to use scavenging. This can occur when the server computer is started or when the DNS Server service is started.
When a zone resumes service after having been paused.

When any of the previous events occur, the DNS server sets the value of start scavenging time by calculating the following sum:

Current server time + Refresh interval = Start scavenging time

This value is used as a basis of comparison during scavenging operations.

Example of the aging and scavenging process for a sample record

To understand the process of aging and scavenging at the server, consider the life span and successive stages of a single resource record, as it is added to a server and zone where this process is in effect and then aged and removed from the database.

A sample DNS host, “host-a.example.microsoft.com”, registers its host (A) resource record at the DNS server for a zone where aging/scavenging is enabled for use.
When registering the record, the DNS server places a time stamp on this record based on current server time.

After the record time stamp is written, the DNS server does not accept refreshes for this record for the duration of the zone no-refresh interval. It can, however, accept updates prior to that time. For example, if the IP address for “host-a.example.microsoft.com” changes, the DNS server can accept the update. In this case, the server also updates (resets) the record time stamp.
Upon expiration of the no-refresh period, the server begins to accept attempts to refresh this record.

Once the initial no-refresh period ends, the refresh period immediately begins for the record. During this time, the server does not suppress attempts to refresh the record for its remaining life span.
During and after the refresh period, if the server receives a refresh for the record, it processes it.

This resets the time stamp for the record based on the method described in step 2.
When subsequent scavenging is performed by the server for the “example.microsoft.com” zone, the record (and all other zone records) are examined by the server.

Each record is compared to current server time on the basis of the following sum to determine whether the record should be removed:

Record time stamp + No-refresh interval for zone + Refresh interval for zone
- If the value of this sum is greater than current server time, no action is taken and the record continues to age in the zone.
- If the value of this sum is less than current server time, the record is deleted both from any zone data currently loaded in server memory and also from the applicable DnsZone object store in Active Directory for the directory-integrated “example.microsoft.com” zone.

Unicode Character Support

Originally, Internet host names were restricted to the character set specified in RFCs 952 and 1123. These restrictions include limiting names to using uppercase and lowercase letters (A-“Z”, a-z), numbers (0-9) and hyphens (-). In addition, the first character of the DNS name can be a number and names must be encoded and represented using US-ASCII-based characters.

These requirements were maintained when DNS was introduced as part of RFC 1035, one of the core DNS standards specifications. For use of DNS in international settings, this requirement has significant limitations where extended character sets are used for local naming standards.

To remove these limitations, Microsoft expands DNS character support beyond the RFC 1035 specification. The DNS service now provides enhanced default support for UTF-8, a Unicode transformation format.

What is UTF-8?

UTF-8 is the recommended character set for protocols evolving beyond the use of ASCII. The UTF-8 protocol provides for support of extended ASCII characters and translation of UCS-2, a 16-bit Unicode character set that encompasses most of the world’s writing systems. UTF-8 enables a far greater range of names than can be achieved using ASCII or extended ASCII encoding for character data.

Computers running Windows 2000, Windows XP, and Windows Server 2003 operating systems are UTF-8 aware. This means that when UTF-8 encoded characters are received or used as data by the server, the server can load and store this data in its zones. Although Windows-based DNS servers are UTF-8 aware, they remain compatible with other DNS servers that use traditional US-ASCII data encoding and current DNS standards.

How the DNS Service Implements UTF-8

To provide standards compatibility and interoperability with other DNS implementations, the DNS service uses uniform downcasing of any received character data. In this process, the DNS service converts all uppercase characters used in standard US-ASCII data to lowercase equivalent data for the following reasons:

To maintain compatibility with current and existing DNS standards.
To provide interoperability with DNS server implementations that do not recognize or support UTF-8 encoding.

To understand why uniform downcasing was chosen, several related points must first be considered from the current revised Internet standards for DNS. Several key points in the standards pertain directly to how character data is to be handled between DNS servers and other servers and clients. These include the following:

Any binary string can be used in a DNS name. (RFC 2181)
DNS servers must be able to compare names in a case-insensitive way. (RFC 1035)
The original case for character data should be preserved whenever possible as the data is entered into the system. (RFC 1035)

Because case insensitivity is a required part of the core DNS standard and case preservation is an optional recommendation, uniform downcasing was chosen to provide an effective standards-compliant solution. By downcasing UTF-8 encoded names before transmission, other DNS servers (which are not UTF-8 aware) are able to receive and perform successful binary comparisons of the data and obtain the desired results.

Considerations for Interoperability With UTF-8

The DNS Server service can be configured to allow or disallow the use of UTF-8 characters on a per-server basis. Although other DNS server implementations that are not UTF-8 aware might be able to accept the transfer of a zone containing UTF-8 encoded names, these servers might not be able to write back those names to a zone file or reload those names from a zone file. Administrators should exercise caution when transferring a zone containing UTF-8 names to a DNS server that is not UTF-8-aware.

Some protocols place restrictions on the characters allowed in a name. In addition, names that are intended to be globally visible (RFC 1958) should contain ASCII-only characters, as recommended in RFC 1123.

The use of UTF-8 for transformation of Unicode characters is not noticeable for general users. Only where Network Monitor or another similar tool is used to analyze DNS-related traffic over the physical network are UTF-8 encoded characters observable.

In addition to DNS server support for the UTF-8 encoding format, the client resolver defaults to using the UTF-8 character encoding format.

Names encoded in UTF-8 format must not exceed the size limits clarified in RFC 2181, which specifies a maximum of 63 octets per label and 255 octets per name. Character count is insufficient to determine size because some UTF-8 characters exceed one octet in length.

The UTF-8 encoding protocol adapts to use with existing DNS protocol implementations that expect US-ASCII characters because representation of US-ASCII characters in UTF-8 is identical, byte for byte, to the US-ASCII representation. DNS client or server implementations that do not recognize UTF-8 characters always encode names in the US-ASCII format. Those names are correctly interpreted by the DNS Server service.

The DNS service provides the ability to configure name checking to allow or restrict the use of UTF-8 characters in DNS data.

By default, multibyte UTF-8 name checking is used, allowing the greatest tolerance when the DNS service processes characters. This is the preferred name-checking method for most privately operated DNS servers that are not providing name service for Internet hosts.

WINS Lookup Integration

Support for using Windows Internet Name Service (WINS) is provided to look up DNS names that cannot be resolved by querying the DNS domain namespace. To accomplish WINS lookup, two specific resource record types are used and can be enabled for any zones loaded by the DNS service:

The WINS resource record, which can be enabled to integrate WINS lookup into forward lookup zones
The WINS-R resource record, which can be enabled to integrate node adapter status request for reverse lookup zones

WINS Resource Record

The WINS and DNS services are used to provide name resolution for the NetBIOS namespace and the DNS domain namespace, respectively. Although both DNS and WINS can provide a separate and useful name service to clients, WINS is mainly needed to provide support for older clients and programs that require support for NetBIOS naming.

However, the DNS service can work with WINS to provide combined name searches in both namespaces when resolving a DNS domain name not found in zone information. To provide this interoperability, a new record (the WINS record) was defined as part of the zone database file.

The WINS resource record is specific to computers running Windows NT 4.0 and earlier, Windows 2000, and Windows Server 2003 operating systems and can be attached only to the domain of origin for a zone. The presence of a WINS resource record can instruct the DNS service to use WINS to look up any forward queries for host names or names that are not found in the zone database. This functionality is particularly useful for name resolution required by clients that are not WINS-aware (for example, UNIX) for the names of computers not registered with DNS, such as Windows 95 or Windows 98 computers.

How WINS Lookup Works

The following is an example of a DNS client (host-b)querying its DNS server in an attempt to look up the address for another computer named “host-a.example.microsoft.com.”

WINS Lookup

In Step 1, the client queries its preferred DNS server. In Steps 2 through 8, the normal process of recursion proceeds as the preferred DNS server queries other DNS servers in succession on behalf of the client. This process concludes at Step 8, when the DNS server for the example.microsoft.com zone is located through the previous chain of referral answers. At this point in the process, the server contacted is a DNS server either running Windows NT Server 4.0, Windows 2000, or Windows Server 2003.

When the DNS server for the example.microsoft.com zone receives the query for host-a, it looks in its configured zone to see if a matching address (A) resource record (RR) can be found. If no A record is found and the zone is enabled to use WINS lookup, the server does the following:

The DNS server separates the host part of the name (host-a) from the fully qualified domain name contained in the DNS query.

The host part of the name is the first label in the queried DNS domain name before a period is used in the name.
The server then sends a NetBIOS name request to the WINS server using the host name, host-a.
If the WINS server can resolve the name, it returns the IP address to the DNS server.
The DNS server then compiles an A resource record using the IP address resolved through the WINS server and returns this record to the original preferred DNS server that was queried by the requesting client, host-b.
The preferred DNS server then passes the query answer back to the requesting client.

How WINS Reverse Lookup Works

There is also a WINS-R record or WINS reverse lookup entry that can be enabled and added to reverse lookup zones. However, because the WINS database is not indexed by IP address, the DNS service cannot send a reverse name lookup to WINS to get the name of a computer given its IP address.

Because WINS does not provide reverse lookup capability, the DNS service instead sends a node adapter status request directly to the IP address implied in the DNS reverse query. When the DNS server gets the NetBIOS name from the node status response, it appends the DNS domain name back onto the NetBIOS name provided in the node status response and forwards the result to the requesting client.

Note

WINS and WINS-R resource records are proprietary to the DNS Server service provided by Windows. You can prevent these resource records from being included in zone transfers to other DNS server implementations. For more information, see “How WINS Lookup Works” in this section.

Network Ports Used By DNS

During DNS resolution, DNS messages are sent from DNS clients to DNS servers or between DNS servers. Messages are sent over UDP and DNS servers bind to UDP port 53. When the message length exceeds the default message size for a User Datagram Protocol (UDP) datagram (512 octets), the first response to the message is sent with as much data as the UDP datagram will allow, and then the DNS server sets a flag indicating a truncated response. The message sender can then choose to reissue the request to DNS server using TCP (over TCP port 53). The benefit of this approach is that it takes advantage of the performance of UDP but also has a backup failover solution for longer queries.

In general, all DNS queries are sent from a high-numbered source port (above 1023) to destination port 53, and responses are sent from source port 53 to a high-numbered destination port. The following table lists the UDP and TCP ports used for different DNS message types.

UDP and TCP Port Assignments for DNS Servers

Traffic Type	Source of Transmission	Source Port	Destination of Transmission	Destination Port
Queries from local DNS server	Local DNS server	Any port number above 1023	Any remote DNS server	53
Responses to local DNS server	Any remote DNS server	53	Local DNS server	Any port number above 1023
Queries from remote DNS server	Any remote DNS server	Any port number above 1023	Local DNS server	53
Responses to remote DNS server	Local DNS server	53	Any remote DNS server	Any port number above 1023

Note

The Windows Server 2003 DNS Server service supports Extension Mechanisms for DNS (EDNS0 as defined in RFC 2671), which allow DNS requestors to advertise the size of their UDP packets and facilitate the transfer of packets larger than 512 bytes. When a DNS server receives a request over UDP, it identifies the requestor’s UDP packet size from the option (OPT) resource record and scales its response to contain as many resource records as are allowed in the maximum UDP packet size specified by the requestor.
Windows Server 2003 DNS support for EDNS0 is enabled by default. It can be disabled using the registry. Locate the following registry subkey:
HKEY_LOCAL_MACHINE\System\CurrentControlSet\Services\DNS\Parameters
Add the entry EnableEDNSProbes to the subkey. Give the entry a DWORD value and set it to 0x0 to disable EDNS0.
Use extreme caution when editing the registry Modifications to the registry are not validated by the registry editor or by Windows before they are applied, and as a result, incorrect values can be stored. This can result in unrecoverable errors in the system.

Related Information

The following resources contain additional information that is relevant to this section.

RFCs for the DNS Server Service

Request for Comments (RFCs) are an evolving series of reports, proposals for protocols, and protocol standards used by the Internet community. Domain Name System (DNS) specifications are based on approved RFCs published by the Internet Engineering Task Force (IETF) and other working groups.

The following RFCs can be found in the IETF RFC Database. These documents contain specifications used to design and implement the DNS Server service and DNS Client service.

RFC 1034 -- Domain Names — Concepts and Facilities
RFC 1035 -- Domain Names — Implementation and Specification
RFC 1123 -- Requirements for Internet Hosts — Application and Support
RFC 1886 -- DNS Extensions to Support IP Version 6
RFC 1995 -- Incremental Zone Transfer in DNS
RFC 1996 -- A Mechanism for Prompt Notification of Zone Changes (DNS NOTIFY)
RFC 2136 -- Dynamic Updates in the Domain Name System (DNS UPDATE)
RFC 2181 -- Clarifications to the DNS Specification
RFC 2308 -- Negative Caching of DNS Queries (DNS NCACHE)
RFC 2535 -- Domain Name System Security Extensions (DNSSEC)
RFC 2671 -- Extension Mechanisms for DNS (EDNS0)
RFC 2782 -- A DNS RR for specifying the location of services (DNS SRV)

Internet Drafts for DNS

The following Internet drafts contain specifications used to design and implement the DNS Server service and DNS Client service:

Draft-skwan-utf8-dns-02.txt -- Using the UTF-8 Character Set in the Domain Name System
Draft-ietf-dhc-dhcp-dns-08.txt -- Interaction between DHCP and DNS
Draft-ietf-dnsind-tsig-11.txt -- Secret Key Transaction Signatures for DNS (TSIG)
Draft-ietf-dnsind-tkey-00.txt -- Secret Key Establishment for DNS (TKEY RR)
Draft-skwan-gss-tsig-04.txt -- GSS Algorithm for TSIG (GSS-TSIG)

Other Specifications for DNS

The following additional specification is used to design and implement the DNS Server service and DNS Client service. This specification is published by the ATM Forum. You can obtain this specification by downloading it from the ATM Forum FTP site.

af-saa-0069.000.doc -- ATM Name System Specification version 1.0

Obtaining DNS RFCs and Other Internet Draft Specifications

You can obtain RFCs and other Internet drafts from the RFC Editor Web site. RFCs are classified as one of the following: approved Internet standards, proposed Internet standards (circulated in draft form for review), Internet best practices, or For Your Information (FYI) documents. Internet drafts are not assigned an RFC number but are specifications currently in the proposal stage and generally published by one of the IETF working groups, of which several groups focus on discussion of DNS-related topics.

Note

RFCs 1034 and 1035 define the original DNS standard protocol to support domain name services in a TCP/IP environment. These RFCs describe the protocols in a detailed manner, emphasizing the underlying ideas and techniques used in all DNS implementations.

DNS Resource Records Reference

A DNS database consists of one or more zone files used by the DNS server. Each zone holds a collection of structured resource records, the following of which are supported by the DNS Server service.

Format of DNS Resource Records

All resource records have a defined format that uses the same top-level fields, as described in the following table.

Format of DNS Resource Records

Field	Description
Owner	Indicates the DNS domain name that owns a resource record. This name is the same as that of the console tree node where a resource record is located.
Time to Live (TTL)	For most resource records, this field is optional. It indicates a length of time used by other DNS servers to determine how long to cache information for a record before expiring and discarding it. For example, most resource records created by the DNS Server service inherit the minimum (default) TTL of 1 hour from the start of authority (SOA) resource record which prevents overlong caching by other DNS servers. For an individual resource record, you can specify a record-specific TTL that overrides the minimum (default) TTL inherited from the SOA RR. TTL values of zero are not recommended as they increase DNS server utilization unnecessarily. In the resource record examples below, the TTL field is omitted wherever it is optional. The TTL field is included in the syntax for each record to indicate where it may be added.
Class	Contains standard mnemonic text indicating the class of the resource record. For example, a setting of “IN” indicates that the resource record belongs to the Internet class, which is the only class supported by Windows Server 2003 DNS. This field is required.
Type	Contains standard mnemonic text indicating the type of resource record. For example, a mnemonic of “A” indicates that the resource record stores host address information. This field is required.
Record-specific data	A required, variable-length field that contains information describing the resource. The format of this information varies according to the type and class of the resource record.

DNS Resource Records (Alphabetical List)

Description: Host address (A) resource record. Maps a DNS domain name to an Internet Protocol (IP) version 4 32-bit address. For more information, see RFC 1035.

Syntax::

owner class ttl A IP_v4_address

Example:

host1.example.microsoft.com.     IN A 127.0.0.1

AAAA

Description: IPv6 host address (AAAA) resource record. Maps a DNS domain name to an Internet Protocol (IP) version 6 128-bit address. For more information, see RFC 1886.

Syntax: owner class ttl AAAA IP_v6_address

Example:

ipv6_host1.example.microsoft.com.     IN AAAA 4321:0:1:2:3:4:567:89ab

AFSDB

Description: Andrew File System Database (AFSDB) resource record. Maps a DNS domain name in the server_host_name field to the host name for a server computer of a server subtype. The subtype field can have either of the following recognized and supported values:

A value of 1 to indicate that the server is an AFS version 3.0 volume location server for the named AFS cell.
A value of 2 to indicate that the server is an authenticated name server holding the cell-root directory node for the server that uses either Open Software Foundation’s (OSF) DCE authenticated cell-naming system or HP/Apollo’s Network Computing Architecture (NCA).

For more information, see RFC 1183.

Syntax::

owner ttl class AFSDB subtype server_host_name

Example:

example.microsoft.com.   AFSDB   1 afs-server1.example.microsoft.com.

ATMA

Description: Asynchronous Transfer Mode address (ATMA) resource record. Maps a DNS domain name in the owner field to an ATM address referenced in theatm_address field.

For more information, see “ATM Name System Specification Version 1.0” at the ATM Forum FTP site. At the ATM Forum FTP site, download af-saa-0069.000.docor af-saa-0069.000.rtf.

Syntax: owner ttl class ATMA atm_address

Example:

atm-host   ATMA   47.0079.00010200000000000000.00a03e000002.00

CNAME

Description: Canonical name (CNAME) resource record. Maps an aliased or alternate DNS domain name in the owner field to a canonical or primary DNS domain name specified in the canonical_name field. The canonical or primary DNS domain name used in the data is required and must resolve to a valid DNS domain name in the namespace.

Syntax: owner ttl class CNAME canonical_name

Example:

aliasname.example.microsoft.com.   CNAME   truename.example.microsoft.com.

HINFO

Description: Host information (HINFO) resource record. Specifies the type of CPU and operating system in the cpu_type and os_type fields, respectively, for the host DNS domain name in the owner field. Well-known CPU and operating system types that are most often used are noted in RFC 1700. This information can be used by application protocols such as FTP, which use special procedures when communicating with computers of a known CPU and operating system type.

Syntax: owner ttl class HINFO cpu_type os_type

Example:

my-computer-name.example.microsoft.com.    HINFO   INTEL-386 WIN32

ISDN

Description: Integrated Services Digital Network (ISDN) resource record. Maps a DNS domain name to an ISDN telephone number. Telephone numbers used with this record should follow ITU-T E.163/E.164 international telephone numbering standards, which are compatible with current international phone numbering plans already in use. For more information, see RFC 1183.

Syntax: owner ttl class ISDN isdn_address sub_address

Example:

my-isdn-host.example.microsoft.com.    ISDN   141555555539699 002

KEY

Description: Public key resource record. Contains a public key that is associated with a zone. In full DNSSEC implementation, resolvers and servers use KEY resource records to authenticate SIG resource records received from a signed zones. KEY resource records are signed by the parent zone, allowing a server that knows a parent zone’s public key to discover and verify the child zone’s key. Name servers or resolvers receiving resource records from a signed zone obtain the corresponding SIG record then retrieve the zone’s KEY record. For more information, see RFC 2535.

Syntax: owner class KEY protocol digital_signature_algorithm (DSA) public_key

Example:

widgets.microsoft.com IN KEY 0x0000 3 0

MINFO

Description: Mailbox mail list information (MINFO) resource record. Specifies (in responsible_mailbox) a domain mailbox name for a responsible person who maintains a mailing list or mailbox specified in the owner field. The error_mailbox field can also be used to specify a domain mailbox that receives error messages related to this mailing list or mailbox. Mailboxes specified for responsible contacts and error forwarding must be the same as valid mailbox (MB) records that already exist in the current zone. For more information, see RFC 1035.

Syntax: owner ttl class MINFO responsible_mailbox error_mailbox

Example:

administrator.example.microsoft.com.    MINFO resp-mbox.example.microsoft.com err-mbox.example.microsoft.com

Description: Mail exchanger (MX) resource record. Provides message routing to a mail exchanger host, as specified in mail_exchanger_host, for mail sent to the domain name specified in the owner field. A 2-digit preference value indicates preferred ordering if multiple exchanger hosts are specified. Each exchanger host must have a corresponding host (A) address resource record in a valid zone. For more information, see RFC 1035.

Syntax: owner ttl class MX preference mail_exchanger_host

Example:

example.microsoft.com. MX 10 mailserver1.example.microsoft.com

Description: Used to map a DNS domain name as specified in owner to the name of hosts operating DNS servers specified in the name_server_domain_namefield.

Syntax: owner ttl IN NS name_server_domain_name

Example:

example.microsoft.com.    IN NS nameserver1.example.microsoft.com

NXT

Description: Next resource record. NXT resource records indicate the nonexistence of a name in a zone by creating a chain of all of the literal owner names in that zone. They also indicate what resource record types are present for an existing name. For more information, see RFC 2535.

Syntax: owner class NXT next_domain_name last_record_type NXT

Example:

east.widgets.microsoft.com. IN NXT ftp.widgets.microsoft.com. A NXT

OPT

Description: Option resource record. One OPT resource record can be added to the additional data section of either a DNS request or response. An OPT resource record belongs to a particular transport level message, such as UDP, and not to actual DNS data. Only one OPT resource record is allowed, but not required, per message. For more information, see RFC 2671.

Syntax: name OPT class ttl rdlen rdata

Example:

null OPT IN 1280 0 0

PTR

Description: Pointer (PTR) resource record. Points from the name in owner to another location in the DNS namespace as specified by targeted_domain_name. Often used in special domains such as the in-addr.arpa domain tree to provide reverse lookups of address-to-name mappings. In most cases, each record provides information that points to another DNS domain name location, such as a corresponding host (A) address resource record in a forward lookup zone. For more information, see RFC 1035.

Syntax: owner ttl class PTR targeted_domain_name

Example:

1.0.0.10.in-addr.arpa.    PTR host.example.microsoft.com.

Description: Responsible Person (RP) resource record. Specifies the domain mailbox name for a responsible person in mailbox_name. This name is then mapped to a domain name in text_record_name for which (TXT) resource records exist in the same zone. When RP records are used in DNS queries, subsequent queries are used to retrieve associated text (TXT) resource record information. For more information, see RFC 1183.

Syntax: owner ttl class RP mailbox_name text_record_name

Example:

example.microsoft.com. RP admin.example.microsoft.com.
admin-info.example.microsoft.com.
admin-info.example.microsoft.com. TXT “Joe Administrator,
(555) 555-0110”

SIG

Description: Signature resource record. Encrypts an RRset to a signer’s (RRset’s zone owner) domain name and a validity interval. For more information, see RFC 2535.

Syntax:

owner class SIG ttl signature_expiration signature_inception key_identifier signer_name{digital_signature}

Example:

widgets.microsoft.com IN SIG 86400 19700101000000 19700101000000 49292

widgets.microsoft.com.{

AIYADP8d3zYNyQwW2EM4wXVFdslEJcUx/fxkfBeH1El4ixPFhpfHF
ElxbvKoWmvjDTCmfiYy2X+8XpFjwICHc398kzWsTMKlxovpz2FnCTM=

}

SOA

Description: Start of authority (SOA) resource record. Indicates the name of origin for the zone and contains the name of the server that is the primary source for information about the zone. It also indicates other basic properties of the zone. The SOA resource record is always first in any standard zone. It indicates the DNS server that either originally created it or is now the primary server for the zone. It is also used to store other properties such as version information and timings that affect zone renewal or expiration. These properties affect how often transfers of the zone are done between servers authoritative for the zone.

In the example below, the owner (primary DNS server) is specified as “@” because the domain name is the same as the origin of all data in the zone (example.microsoft.com.). This is a standard notation convention for resource records and is most often seen in the SOA record.

Syntax:

owner class SOA name_server responsible_person (serial_number refresh_interval retry_interval expiration minimum_time_to_live)

Example:

@   IN SOA     nameserver.example.microsoft.com.
postmaster.example.microsoft.com. (
1            ; serial number
3600         ; refresh   [1h]
600          ; retry     [10m]
86400        ; expire    [1d]
3600 )       ; min TTL   [1h]

SRV

Description: Service locator (SRV) resource record. Allows multiple servers providing a similar TCP/IP-based service to be located using a single DNS query operation. This record enables you to maintain a list of servers for a well-known server port and transport protocol type ordered by preference for a DNS domain name. For example, in Windows Server 2003 DNS, it provides the means to locate domain controllers that use Lightweight Directory Access Protocol (LDAP) service over TCP port 389.

The purposes of each of the specialized fields used in an SRV resource record are as follows:

service A symbolic name for the desired service. For well-known services, a reserved universal symbolic name such as “_telnet” or “_smtp” is defined in RFC 1700. If a well-known service name is not defined in RFC 1700, a local or user-preferred name can be used instead. Some widely used TCP/IP services, notably the Post Office Protocol (POP), do not have a single universal symbolic name. If RFC 1700 assigns a name for a service indicated in this field, the RFC-defined name is the only name that is legal to use. Only locally defined services can be named locally.

protocol Indicates the transport protocol type. Typically, this is either TCP or UDP, although any transport protocol named in RFC 1700 can be used.

name The DNS domain name referred to by this resource record. The SRV resource record is unique among other DNS record types in that it is not used to perform the search or query.

priority Sets the preference for a host specified in the target field. DNS clients that query for SRV resource records attempt to contact the first reachable host of the lowest numbered preference listed here. Although target hosts have the same stated preference value, they can be tried in random order. The range of preference values is 0 to 65535.

weight Can be used in addition to preference to provide a load-balancing mechanism where multiple servers are specified in the target field and are all set to the same level of preference. When selecting a target server host among those of equal preference, this value can be used to set an added level of preference that can be used to determine the exact order or balancing of selection for the target hosts used in an answered SRV query. When a non-zero value is used, servers of equal preference are tried in proportion to the weight of this value. The range of values is 1 to 65535. If load balancing is not needed, use a value of 0 in this field to make the record easier to read.

port The server port on the target host that provides the service indicated in the service field. The range of port numbers is 0 to 65535, although the number is often a well-known assigned service port number, as specified in RFC 1700. Unassigned ports can be used as needed.

target Specifies the DNS domain name of the host that provides the type of service being requested. For each host name used, a corresponding host address (A) resource record in the DNS namespace is required. A single period (.) can be used in this field to indicate authoritatively that the requested service specified in this SRV resource record is not available at this DNS domain name.

For more information, see the Internet draft “A DNS RR for specifying the location of services (DNS SRV).”

Syntax: service.protocol.name ttl class SRV preference weight port target

Example:

_ldap._tcp._msdcs    SRV 0 0   389 dc1.example.microsoft.com
SRV 10 0   389 dc2.example.microsoft.com

TXT

Description: Text (TXT) resource record. Maps a DNS domain name specified in the owner field to a string of characters in text_string serving as descriptive text. For more information, see RFC 1035.

Syntax:

owner ttl class TXT text_string

Example:

example.microsoft.com.    TXT  “This is an example of additional domain name information.”

WKS

Description: Well-known service (WKS) resource record. Describes the well-known TCP/IP services supported by a particular protocol on a specific IP address. WKS records provide TCP and UDP availability information for TCP/IP servers. If a server either supports both TCP and UDP for a well-known service or has multiple IP addresses that support a service, then multiple WKS records are used. For more information, see RFC 1035.

Syntax:

owner ttl class WKS address protocol service_list

Example:

example.microsoft.com.    WKS 10.0.0.1 TCP ( telnet smtp ftp )

X25

Description: X.25 (X25) resource record. Maps a DNS domain name in the owner field to a Public Switched Data Network (PSDN) address number specified inpsdn_number. PSDN numbers used with this record should follow the X.121 international numbering plan. For more information, see RFC 1183.

Syntax:

owner ttl class X25 psdn_number

Example:

example.microsoft.com.    X25 52204455506

DNS Server Log Reference

The following is a partial list of events recorded in the DNS server log. Event messages logged by the DNS Client service are logged in System log, and can also be viewed using Event Viewer at the applicable client computer. If you need to troubleshoot persistent problems, you can also enable for use advanced debugging options at the DNS server for obtaining a more detailed log of server activity. You can view this log by using the DNS console after the DNS Server service is installed on the server computer.

Some Events Recorded in the DNS Server Log

Event ID	Description
2	The DNS server has started. This message generally appears at startup when either the server computer is started or the DNS Server service is manually started.
3	The DNS server has shut down. This message generally appears when either the server computer is shut down or the DNS Server service is stopped manually.
408	The DNS server could not open socket for address IPaddress. Verify that this is a valid IP address for the server computer. If this is a valid IP address for the server computer, verify that no other application that would attempt to use the same DNS server port (such as another DNS server application) is running. By default, DNS uses TCP port 53.
413	The DNS server will send requests to other DNS servers on a port other than its default port (TCP port 53). This DNS server is multihomed and has been configured to restrict DNS Server service to only some of its configured IP addresses. For this reason, there is no assurance that DNS queries made by this server to other remote DNS servers will be sent using one of the IP addresses enabled for the DNS server. This might prevent query answer responses returned by these servers from being received on the DNS port that the server is currently configured to use. To avoid this problem, The DNS server sends queries to other DNS servers using an arbitrary non-DNS port, and the response is received regardless of the IP address used. Typically, limiting the DNS server to using only its configured DNS port for sending queries to other DNS servers is the response to this event. This configuration is performed using the DNS console’s server properties Interfaces tab as follows: Either select All IP addresses to enable the DNS server to listen on all configured server IP addresses Or, if you continue to select and use Only the following IP addresses, limit the IP address list to a single server IP address.
414	The server computer currently has no primary DNS suffix configured. Its DNS name is currently a single label host name. For example, its currently configured name is “host” rather than “host.example.microsoft”.com or another fully qualified name. While the DNS server has only a single label name, default resource records created for its configured zones use only this single label name when mapping the host name for this DNS server. This can lead to incorrect and failed referrals when clients and other DNS servers use these records to locate this server by name. In general, the DNS server should be reconfigured with a full DNS computer name appropriate for its domain or workgroup use on your network.
708	The DNS server did not detect any zones of either primary or secondary type. It will run as a caching-only server but will not be authoritative for any zones.
3150	The DNS server wrote a new version of zone zonename to file filename. You can view the new version number in the DNS manager Zone Properties dialog box, Serial Number field. This event should only appear if the DNS server is configured to operate as a root server.
6527	Zone zonename expired before it could obtain a successful zone transfer or update from a master server acting as its source for the zone. The zone has been shut down. This event ID might appear when the DNS server is configured to host a secondary copy of the zone from another DNS server acting as its source or master server. It is always a good practice to verify that this server has network connectivity to its configured master server. If the problem were to continue, one or more of the following options is avaialble: Delete the zone and recreate it, specifying either a different master server, or an updated and corrected IP address for the same master server. If zone expiration continues, consider adjusting the expire interval.